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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ERGAWEALTH ADVISORS, INC.

CRD 290030

OAK BROOK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a9b74a17-4fdb-d12a-dd74-0abb094222f8

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Jan 31, 2022 to Mar 27, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $342MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $330M
Private client RAUM: $317MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $171Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,077
Individual clients: 317
High net worth clients: 89
SEC number: 801-123353
CIK: 1973209
CRD: 290030
Filings on the tape: 16
First filed: Jan 31, 2022
Latest filed: Mar 27, 2026
Organised: Corporation, IL
Website: ergawealth.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LATERREUR, IAN, LEO	PRESIDENT, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR	E	yes	09/2017	Jan 31, 2022	Oct 22, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FURMANKIEWICZ AND ASSOCIATES PC	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Porter	In	United States	2	yes
Homewood	IL	United States	1	no
Normal	IL	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$342M	$330M	5	2	1	n/a	n/a
2024	Mar 21, 2025	$317M	$317M	7	4	2	n/a	n/a
2023	Mar 13, 2024	$265M	$265M	8	5	3	n/a	n/a
2022	Mar 6, 2023	$201M	$194M	9	6	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	50.0%	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$342M	$317M	7.8%	$201M	19.4%	5	7	1	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CETERA ADVISORS LLC	2	Mar 21, 2024	May 26, 2022	OAK BROOK, IL	Team lift out	Ibd to RIA	1.3%

Relationships

Registered with (4)

← JEFFREY LAUREN RYANAdvisorregistration: current employment
Jan 5, 2018 to presentfactForm ADV
← IAN LEO LATERREURAdvisorregistration: current employment
Nov 21, 2017 to presentfactForm ADV
← Phillip Livio FasoAdvisorregistration: previous registration
May 26, 2022 to Sep 19, 2025factForm ADV
← CREGG DALE MIYATAdvisorregistration: previous registration
Jan 5, 2018 to Aug 1, 2025factForm ADV

Controls (1)

← LATERREUR, IAN, LEOOwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR, ownership code E, individual
Jan 31, 2022 to Oct 22, 2024factForm ADV

Moved with (1)

← CETERA ADVISORS LLCRegistered adviser2 advisors, team lift out, same day
Mar 21, 2024 to May 26, 2022factForm ADV

Dated events

Occurred
Sep 19, 2025
Advisor changed firm
Phillip Livio Faso left Ergawealth Advisors, Inc. for Cetera Investment Advisers Llc (registered 2024-03-21)
Form ADVobserved 5 days ago
Occurred
Aug 1, 2025
Advisor changed firm
Cregg Dale Miyat left Ergawealth Advisors, Inc. for Cetera Investment Advisers Llc (registered 2024-03-21)
Form ADVobserved 5 days ago
Occurred
Mar 21, 2024
Team lift-out
2 advisors left Cetera Advisors LLC (Oak Brook, IL) for Ergawealth Advisors, Inc. on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Jan 31, 2022
First Form ADV filing
Ergawealth Advisors, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9b74a17-4fdb-d12a-dd74-0abb094222f8
First observed: Jan 31, 2022
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ERGAWEALTH ADVISORS, INC.

CRD 290030

OAK BROOK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a9b74a17-4fdb-d12a-dd74-0abb094222f8

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:15 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LATERREUR, IAN, LEO

PRESIDENT, CHIEF COMPLIANCE OFFICER, WEALTH ADVISOR

yes

09/2017

Jan 31, 2022

Oct 22, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FURMANKIEWICZ AND ASSOCIATES PC

n/a

City

State

Country

Employees

Also broker-dealer

Porter

United States

yes

Homewood

United States

Normal

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$342M

$330M

n/a

2024

Mar 21, 2025

$317M

n/a

2023

Mar 13, 2024

$265M

n/a

2022

Mar 6, 2023

$201M

$194M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

50.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$342M

$317M

7.8%

$201M

19.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CETERA ADVISORS LLC

Mar 21, 2024

May 26, 2022

OAK BROOK, IL

Team lift out

Ibd to RIA

1.3%