DFX Intelligence

T•••••• J• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

T•••••• J• M••••••••

Advisor at P••••••••• B•••••••• S•••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:4e3258a2-1c09-0df8-8de8-26206ba4c6a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jul 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• B•••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 8, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• B•••••••• S•••••••• I•••	Independent wealth	Dec 15, 2025	n/a	yes	Big Spring , TX\|GREEN BAY, WI	Current employment
D•••••••• • C•••••• L••	Bd affiliated wealth	Sep 16, 2014	Apr 9, 2024	no	RICHMOND, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••••• • C•••••• L••	P••••••••• B•••••••• S•••••••• I•••	Apr 9, 2024	Dec 15, 2025	615	Firm change after gap	Ibd to RIA
B••• S••••••••• L••	B••• I••••••••• S•••••••• I•••	Sep 18, 2014	Jul 30, 2013

Relationships

Registered with (7)

→ P••••••••• B•••••••• S•••••••• I•••Registered adviserregistration: current employment
Dec 15, 2025 to presentfactForm ADV
→ D•••••••• • C•••••• L••Registered adviserregistration: previous registration
Sep 16, 2014 to Apr 9, 2024factForm ADV
→ B••• S••••••••• L••Registered adviserregistration: previous registration
Jan 2, 2013 to Sep 18, 2014factForm ADV
→ B••• I••••••••• S•••••••• I•••

Dated events

Occurred
Apr 9, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e3258a2-1c09-0df8-8de8-26206ba4c6a9
First observed: Jul 8, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.