RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• J• M••••••••
- P••••••••• B•••••••• S•••••••• I••• independent RIA currentsince Dec 15, 2025 · Big Spring , Tx
- D•••••••• • C•••••• L•• BD affiliatedSep 16, 2014 to Apr 9, 2024 · Richmond, Va
- B••• I••••••••• S•••••••• I••• formerJul 30, 2013 to Sep 12, 2014 · Charlotte, Nc
- B••• S••••••••• L•• formerJan 2, 2013 to Sep 18, 2014 · Richmond, Va
- S•••• • S••••••••• L•• formerJun 12, 2008 to Jan 2, 2013 · Richmond, Va
- D•••••••• • C•••••• L•• BD affiliatedSep 13, 2005 to Jun 11, 2008 · Richmond, Va
- W•••• F•••• A••••••• wirehouseJan 17, 2003 to Sep 14, 2005 · Glen Allen, Va
- R••• B••• • C•• unclassifiedJul 8, 2002 to Jan 15, 2003 · Livingston, Nj
- D•••••••• • C•••••• L•• to P••••••••• B•••••••• S•••••••• I•••left Apr 9, 2024, registered Dec 15, 2025 (615 days) · Affiliated broker-dealer or bank to independent RIA
- B••• S••••••••• L•• to B••• I••••••••• S•••••••• I•••left Sep 18, 2014, registered Jul 30, 2013 (-415 days) · Other
- B••• I••••••••• S•••••••• I••• to D•••••••• • C•••••• L••left Sep 12, 2014, registered Sep 16, 2014 (4 days) · Other
- S•••• • S••••••••• L•• to B••• S••••••••• L••left Jan 2, 2013, registered Jan 2, 2013 (0 days) · corporate re-registration, not a move
- D•••••••• • C•••••• L•• to S•••• • S••••••••• L••left Jun 11, 2008, registered Jun 12, 2008 (1 days) · Other
- W•••• F•••• A••••••• to D•••••••• • C•••••• L••left Sep 14, 2005, registered Sep 13, 2005 (-1 days) · Other
- R••• B••• • C•• to W•••• F•••• A•••••••left Jan 15, 2003, registered Jan 17, 2003 (2 days) · Other
- T•••••• J• M•••••••• left D•••••••• • C•••••• L•• for P••••••••• B•••••••• S•••••••• I••• (registered 2025-12-15)Apr 9, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address