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Advisor at CERITY PARTNERS LLC
NEW YORK, NY | SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CERITY PARTNERS LLC | Independent wealth | Jun 12, 2025 | n/a | yes | NEW YORK, NY|SCOTTSDALE, AZ | Current employment |
| CANOPY WEALTH MANAGEMENT | Independent wealth | Apr 6, 2022 | Jun 3, 2025 | no | MIDDLETON, WI|Scottsdale, AZ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 27, 2016 | Mar 4, 2022 | no | CHANDLER, AZ|SCOTTSDALE, AZ|SCOTTSDALE, AZ|NEW YORK, NY|SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CANOPY WEALTH MANAGEMENT | CERITY PARTNERS LLC | Jun 3, 2025 | Jun 12, 2025 | 9 | Firm change | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CANOPY WEALTH MANAGEMENT | Mar 4, 2022 | Apr 6, 2022 | 33 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 297717:151559:AZ:2025-06-03 | Jun 3, 2025 | Jun 12, 2025 | SCOTTSDALE, AZ | Firm change |