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RIA / WealthAdvisorCertified Financial Planner13 years in industry

ETHAN G MATKIN

Advisor at MERCER GLOBAL ADVISORS INC.

DENVER, CO | Newport Beach, CA

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Search this name across graphsid dfx:ria:4e633a29-de1f-c358-95a7-f1bf30e64446

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 30, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERCER GLOBAL ADVISORS INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 29, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jan 29, 2013
First registration: Jan 30, 2013
Dual registered: no
Other names: ETHAN GAUTAM MATKIN
IAPD individual key: 5836898

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERCER GLOBAL ADVISORS INC.	Independent wealth	Jan 14, 2026	n/a	yes	Newport Beach, CA\|DENVER, CO	Current employment
EP WEALTH ADVISORS	Independent wealth	Aug 4, 2021	Jan 23, 2026	no	IRVINE, CA\|TORRANCE, CA	Previous registration
ALPHA CUBED INVESTMENTS, LLC	Former SEC adviser	Nov 12, 2019	May 28, 2021	no	COSTA MESA, CA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Feb 1, 2016	Nov 12, 2019	no	NEWPORT BEACH, CA	Previous registration
TCFG INVESTMENT ADVISORS, LLC	Independent wealth	Mar 11, 2015	Jan 20, 2016	no	NEWPORT BEACH, CA\|LAGUNA NIGUEL, CA	Previous registration
CALTON & ASSOCIATES, INC.	Independent wealth	Jul 16, 2014	Feb 26, 2015	no	MARINA DEL REY, CA\|Beverly Hills, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 30, 2013	Jul 3, 2014	no	LOS ANGELES, CA\|PASADENA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EP WEALTH ADVISORS	MERCER GLOBAL ADVISORS INC.	Jan 23, 2026	Jan 14, 2026	-9	Firm change	RIA to RIA
ALPHA CUBED INVESTMENTS, LLC	EP WEALTH ADVISORS	May 28, 2021	Aug 4, 2021	68	Firm change	RIA to RIA
MML INVESTORS SERVICES, LLC	ALPHA CUBED INVESTMENTS, LLC	Nov 12, 2019	Nov 12, 2019	0	Firm change	Ibd to RIA
TCFG INVESTMENT ADVISORS, LLC	MML INVESTORS SERVICES, LLC	Jan 20, 2016	Feb 1, 2016	12	Firm change	Other
CALTON & ASSOCIATES, INC.	TCFG INVESTMENT ADVISORS, LLC	Feb 26, 2015	Mar 11, 2015	13	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CALTON & ASSOCIATES, INC.	Jul 3, 2014	Jul 16, 2014	13	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
20999:166606:CA:2015-02-26	Feb 26, 2015	Mar 11, 2015	BEVERLY HILLS, CA	Firm change

Relationships

Registered with (7)

→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: current employment
Jan 14, 2026 to presentfactForm ADV
→ EP WEALTH ADVISORSRegistered adviserregistration: previous registration
Aug 4, 2021 to Jan 23, 2026factForm ADV
→ ALPHA CUBED INVESTMENTS, LLCRegistered adviserregistration: previous registration
Nov 12, 2019 to May 28, 2021factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Feb 1, 2016 to Nov 12, 2019factForm ADV
→ TCFG INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 11, 2015 to Jan 20, 2016factForm ADV
→ CALTON & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jul 16, 2014 to Feb 26, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 30, 2013 to Jul 3, 2014factForm ADV

Dated events

Occurred
Jan 23, 2026
Advisor changed firm
Ethan G Matkin left Ep Wealth Advisors for Mercer Global Advisors Inc. (registered 2026-01-14)
Form ADVobserved 6 days ago