RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• G• M•••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Jan 14, 2026 · Newport Beach, Ca
- E• W••••• A••••••• independent RIAAug 4, 2021 to Jan 23, 2026 · Irvine, Ca
- A•••• C•••• I••••••••• L•• formerNov 12, 2019 to May 28, 2021 · Costa Mesa, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedFeb 1, 2016 to Nov 12, 2019 · Newport Beach, Ca
- T••• I••••••••• A•••••••• L•• independent RIAMar 11, 2015 to Jan 20, 2016 · Newport Beach, Ca
- C••••• • A••••••••• I••• independent RIAJul 16, 2014 to Feb 26, 2015 · Marina Del Rey, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 30, 2013 to Jul 3, 2014 · Los Angeles, Ca
- E• W••••• A••••••• to M••••• G••••• A••••••• I•••left Jan 23, 2026, registered Jan 14, 2026 (-9 days) · RIA to RIA
- A•••• C•••• I••••••••• L•• to E• W••••• A•••••••left May 28, 2021, registered Aug 4, 2021 (68 days) · RIA to RIA
- M•• I•••••••• S•••••••• L•• to A•••• C•••• I••••••••• L••left Nov 12, 2019, registered Nov 12, 2019 (0 days) · Affiliated broker-dealer or bank to independent RIA
- T••• I••••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••left Jan 20, 2016, registered Feb 1, 2016 (12 days) · Other
- C••••• • A••••••••• I••• to T••• I••••••••• A•••••••• L••left Feb 26, 2015, registered Mar 11, 2015 (13 days) · Other · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• • A••••••••• I•••left Jul 3, 2014, registered Jul 16, 2014 (13 days) · Other
- E•••• G• M••••• left E• W••••• A••••••• for M••••• G••••• A••••••• I••• (registered 2026-01-14)Jan 23, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address