DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•• I•••••••••
Legal name A•• I••••••••• L••
Latest filing Jun 26, 2026
First filing on the tape Mar 30, 2012 · 43 filings
SEC status approved since Jul 29, 2010
RAUM
$4.9B
reported, Item 5.F
Discretionary
56%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$1.6B
derived; firm RAUM over IAPD count
Employees
33
23 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$4.9B as of Jun 26, 2026
Mar 30, 2012$44.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Jun 26, 2026
Mar 30, 20120 then
Employees (5.A)33 as of Jun 26, 2026
Mar 15, 20136 then
Private funds: no history
RAUM +78% over the last fiscal year+35% a year over threeIARs 4 to 3offices 0 to 1
Practice profile
derived from the filing of Jun 26, 2026; every figure names its basis
- RAUM per advisor
- $1.6BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $328MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 56%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 11.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +78%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.5B92%
- Investment companies$365M7.4%
- Corporations and businesses$14.7M0.3%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=7.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• T• C•••••• | Boston, Ma | Feb 15, 2012 | 20 y | 2 |
| D••••• J••••• H••••••••• | Boston, Ma | May 13, 2021 | 30 y | 2 |
| J••••••• C•••••• | Boston, Ma | Aug 3, 2021 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••••• C•••••• from H••• S••••••••• •••• I•••Aug 3, 2021 · Other
- D••••• J••••• H••••••••• from H••• S••••••••• •••• I•••May 13, 2021 · Other
- K•••• T• C•••••• from C••••••• M••••••••• I••••••••• A•••••••• L••Feb 15, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••••• J•••••• G••• · Director/Chair Of The Boardcontrolsince 11/2015 · owns less than 5%
- H••••••••• D•••••• J••••• · Managing Directorcontrolsince 03/2020 · owns less than 5%
- M••••••••• K••••• A••••• · Directorcontrolsince 11/2015 · owns less than 5%
- T••••• K••• S•• · Chief Financial Officercontrolsince 06/2023 · owns less than 5%
- G•••••••• B••••• C•••••• · Direct Ownercontrolsince 04/2008 · owns 75% or more of B•• H•••••• C•••••••••
- A••••• M•••• W•••••• · Corporate Secretarysince 06/2017 · owns less than 5%
- D••••••• W••••••• H•••• · Chief Investment Officersince 04/2010 · owns less than 5%
- W•••• H••••••• E•••••••• · Chief Compliance Officersince 01/2022 · owns less than 5%
Entity owners
- A•• Q••••••••• A•••••••• I••• · Direct Ownerdirect · owns 75% or more
- A•• M••••••••• L•• · Direct Ownerindirect · owns 75% or more of A•• Q••••••••• A•••••••• I•••
- B•• H•••••• C••••••••• · Shareholderindirect · owns 50% to 75% of G••••••• C•••••• C•••••••••
- G••••••• C•••••• C••••••••• · Shareholderindirect · owns 75% or more of A•• M••••••••• L••
Related persons
Schedule D 7.A
- A•• I••••••••• A••••••• C•••••• L••••••investment advisern
- A•• I•••••••••investment advisernRAUM $21.6M
- A•• I••••••••• I•••investment advisern
- A•••••• A•••• M••••••••• I•••investment advisern
- C•••••• C•••••• M••••••••• L••••••investment advisern
- C•••••• C•••••• M••••••••• U• L••••••investment advisernRAUM $106M
- D•••••• • A••••••••• L•••investment advisern
- H••••••••• A•••• M••••••••• I•••investment advisern
Advisers that list A•• I••••••••• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- very high RAUM per a••••••Static outlier · filing Jun 26, 2026RAUM per registered advisor of $1,640,642,411 against a peer median of $354,740,155 (67 comparable advisers, 100.0th percentile, 5.4 robust deviations)peers: asset managers, $1B to $5B (67) · 100% percentile
- discretionary share shiftChange between filings · filing Feb 26, 2026discretionary share of RAUM moved from 82.0% to 56.0% between the annual amendments of 2025-02-28 and 2026-02-26peers: asset managers, $1B to $5B (1,506)
- employee count surgeChange between filings · filing Feb 26, 2026employees (Item 5.A) moved from 18.0 to 33.0 (+83.0%) between the annual amendments of 2025-02-28 and 2026-02-26; the peer median change was 0.0% (1109 comparable advisers, 99.0th percentile of changes)peers: asset managers, $1B to $5B (1,109) · 99% percentile
- RAUM up 50 %Change between filings · filing Feb 26, 2026RAUM (Item 5.F) moved from $2,764,435,090 to $4,921,927,233 (+78.0%) between the annual amendments of 2025-02-28 and 2026-02-26; the peer median change was +11.0% (1368 comparable advisers, 92.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 92% percentile
What changed
consecutive filings, newest first
- State-registered IARs · 4 to 3Feb 26, 2026 to Jun 26, 2026
- Accounts · 14 to 15May 27, 2025 to Feb 26, 2026
- Advisory employees · 9 to 23May 27, 2025 to Feb 26, 2026
- BD registered reps · 6 to 7May 27, 2025 to Feb 26, 2026
- Corporate clients · unset to 1.0May 27, 2025 to Feb 26, 2026
- Pooled vehicle clients · 13 to 12May 27, 2025 to Feb 26, 2026
- Employees · 18 to 33May 27, 2025 to Feb 26, 2026
- Other offices · 0 to 1May 27, 2025 to Feb 26, 2026
- Discretionary RAUM · $2.3B to $2.8BMay 27, 2025 to Feb 26, 2026
- Non-discretionary RAUM · $485M to $2.2BMay 27, 2025 to Feb 26, 2026
- Pooled vehicle RAUM · $2.4B to $4.5BMay 27, 2025 to Feb 26, 2026
- RAUM · $2.8B to $4.9BMay 27, 2025 to Feb 26, 2026
- Financial planning clients · 0 to 0Feb 28, 2025 to May 27, 2025
- Accounts · 15 to 14Jan 17, 2025 to Feb 28, 2025
- Advisory employees · 8 to 9Jan 17, 2025 to Feb 28, 2025
- BD registered reps · 5 to 6Jan 17, 2025 to Feb 28, 2025
- Employees · 14 to 18Jan 17, 2025 to Feb 28, 2025
- Discretionary RAUM · $1.8B to $2.3BJan 17, 2025 to Feb 28, 2025
- Non-discretionary RAUM · $521M to $485MJan 17, 2025 to Feb 28, 2025
- Pooled vehicle RAUM · $2.0B to $2.4BJan 17, 2025 to Feb 28, 2025
- RAUM · $2.4B to $2.8BJan 17, 2025 to Feb 28, 2025
- Accounts · 7 to 15Jun 2, 2023 to Feb 28, 2024
- Advisory employees · 7 to 8Jun 2, 2023 to Feb 28, 2024
- BD registered reps · 4 to 5Jun 2, 2023 to Feb 28, 2024
- Business name · A•• I••••••••• L•• to A•• I•••••••••Jun 2, 2023 to Feb 28, 2024
- Pooled vehicle clients · 5 to 13Jun 2, 2023 to Feb 28, 2024
- Employees · 13 to 14Jun 2, 2023 to Feb 28, 2024
- Discretionary RAUM · $2.0B to $1.8BJun 2, 2023 to Feb 28, 2024
- Non-discretionary RAUM · $0 to $521MJun 2, 2023 to Feb 28, 2024
- Pooled vehicle RAUM · $1.6B to $2.0BJun 2, 2023 to Feb 28, 2024
- RAUM · $2.0B to $2.4BJun 2, 2023 to Feb 28, 2024
- Related bank · false to trueJun 2, 2023 to Feb 28, 2024
- Business name · A•••• to A•• I••••••••• L••Feb 28, 2023 to Jun 2, 2023
- Accounts · 10 to 7Nov 4, 2022 to Feb 28, 2023
- Charity clients · 2.0 to unsetNov 4, 2022 to Feb 28, 2023
- Pension plan clients · 0.0 to unsetNov 4, 2022 to Feb 28, 2023
- State-registered IARs · 3 to 4Nov 4, 2022 to Feb 28, 2023
- Discretionary RAUM · $1.9B to $2.0BNov 4, 2022 to Feb 28, 2023
- Pooled vehicle RAUM · $1.7B to $1.6BNov 4, 2022 to Feb 28, 2023
- RAUM · $1.9B to $2.0BNov 4, 2022 to Feb 28, 2023
Signals
11 dated events
- A•• I••••••••• reported RAUM $4.9B, up 78% from $2.8B (2025-05-27 to 2026-02-26)Feb 26, 2026 · RAUM change · derived
- Jennifer Quinn (Chief Financial Officer) no longer on Schedule A of A•• I••••••••• (listed 2023-06-02, absent 2024-02-28)Feb 28, 2024 · Control person left · inference
- Sin Ken Tsang (Chief Financial Officer) appeared on Schedule A of A•• I•••••••••Feb 28, 2024 · Control person joined · fact
- Jennifer Quinn (Chief Financial Officer) appeared on Schedule A of A•• I•••••••••Feb 28, 2023 · Control person joined · fact
- Dmitro Adrian Basaraba (Director) no longer on Schedule A of A•• I••••••••• (listed 2022-11-04, absent 2023-02-28)Feb 28, 2023 · Control person left · inference
- A•• I••••••••• reported RAUM $1.9B, up 84% from $1.0B (2022-01-13 to 2022-02-28)Feb 28, 2022 · RAUM change · derived
- A•• I••••••••• reported RAUM $1.0B, down 44% from $1.8B (2020-03-13 to 2021-02-24)Feb 24, 2021 · RAUM change · derived
- Jeremy Damion Hendrickson (Managing Director) appeared on Schedule A of A•• I•••••••••Mar 13, 2020 · Control person joined · fact
- Charles William Carey (Chief Executive Officer And Director) no longer on Schedule A of A•• I••••••••• (listed 2020-02-27, absent 2020-03-13)Mar 13, 2020 · Control person left · inference
- A•• I••••••••• reported RAUM $1.8B, up 34% from $1.4B (2019-06-05 to 2020-02-27)Feb 27, 2020 · RAUM change · derived
- A•• I••••••••• reported RAUM $1.3B, up 44% from $931.7M (2018-03-29 to 2018-06-15)Jun 15, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- A•• I••••••••• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Website
- agf.com/us/about-agf-investments/index.jspreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-292-9804reportedpublic record, Form ADV, Jun 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.6Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026