DFX Intelligence

M•••••• J••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

M•••••• J••• M••••••••

Advisor at M• P•••••• P•••••••

Indian Wells, CA

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Search this name across graphsid dfx:ria:4e7951dc-9cce-44a5-6557-f3e8c160229a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 2, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M• P•••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M• P•••••• P•••••••	Independent wealth	Jul 17, 2017	n/a	yes	Indian Wells, CA	Current employment
I••••••••• W••••• M••••••••• I•••	Former SEC adviser	Dec 2, 2013	Dec 31, 2017	no	NEWPORT BEACH, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• W••••• M••••••••• I•••	M• P•••••• P•••••••	Dec 31, 2017	Jul 17, 2017	-167	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
106335:289044:CA:2017-12-31	Dec 31, 2017	Jul 17, 2017	NEWPORT BEACH, CA	Firm change after gap

Relationships

Registered with (2)

→ M• P•••••• P•••••••Registered adviserregistration: current employment
Jul 17, 2017 to presentfactForm ADV
→ I••••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 2, 2013 to Dec 31, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e7951dc-9cce-44a5-6557-f3e8c160229a
First observed: Dec 2, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.