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HMM GROUP LLC, CRD 289044
INDIAN WELLS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MARK LEE HAYEK | n/a | Indian Wells, CA | 9 | 29 | 3 | yes |
| MICHAEL JOHN MCCONNELL | n/a | Indian Wells, CA | 9 | 13 | 1 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HAYEK, MARK, LEE | MANAGING MEMBER | D | yes | 07/2017 | Jun 16, 2017 | Feb 7, 2024 |
| MCCONNELL, MICHAEL, JOHN | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | yes | 07/2017 | Jun 16, 2017 | Feb 7, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Jan 28, 2026 | $251M | $251M | 3 | 2 | 0 | n/a | n/a |
| 2024 | Jan 29, 2025 | $245M | $245M | 3 | 2 | 0 | n/a | n/a |
| 2023 | Feb 7, 2024 | $219M | $219M | 3 | 2 | 0 | n/a | n/a |
| 2022 | Feb 9, 2023 | $189M | $189M | 3 | 2 | 0 | n/a | n/a |
| 2021 | Feb 4, 2022 | $214M | $214M | 3 | 2 | 0 | n/a | n/a |
| 2020 | Feb 9, 2021 | $181M | $181M | 3 | 2 | 0 | n/a | n/a |
| 2019 | Jan 30, 2020 | $172M | $169M | 3 | 2 | 0 | n/a | n/a |
| 2018 | Feb 22, 2019 | $152M | $150M | 4 | 3 | 1 | n/a | n/a |
| 2017 | Mar 20, 2018 | $159M | $157M | 4 | 3 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $251M | $245M | 2.6% | $189M | 10.0% | 3 | 3 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| INTEGRATED WEALTH MANAGEMENT, INC. | 2 | Dec 31, 2017 | Jul 17, 2017 | MARINA DEL REY, CA | Team lift out | Other | 22.2% |