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Advisor at CAPTRUST
Omaha, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Captrust | Institutional manager | Aug 19, 2022 | n/a | yes | Omaha, NE | Current employment |
| FRONTIER WEALTH MANAGEMENT, LLC | Former SEC adviser | May 14, 2020 | Oct 21, 2022 | no | Omaha, NE|LEAWOOD, KS | Previous registration |
| KARSTENS INVESTMENT COUNSEL, INC. | Former SEC adviser | Jan 11, 2006 | Mar 30, 2020 | no | OMAHA, NE | Previous registration |
| WESTWOOD WEALTH MANAGEMENT | Mixed wealth | Oct 18, 2004 | Jan 10, 2006 | no | OMAHA, NE | Previous registration |
| KARSTENS INVESTMENT COUNSEL, INC. | Former SEC adviser | Feb 9, 2001 | Oct 21, 2004 | no | OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FRONTIER WEALTH MANAGEMENT, LLC | Captrust | Oct 21, 2022 | Aug 19, 2022 | -63 | Firm change after gap | Other |
| KARSTENS INVESTMENT COUNSEL, INC. | FRONTIER WEALTH MANAGEMENT, LLC | Mar 30, 2020 | May 14, 2020 | 45 | Firm change | RIA to RIA |
| WESTWOOD WEALTH MANAGEMENT | KARSTENS INVESTMENT COUNSEL, INC. | Jan 10, 2006 | Jan 11, 2006 | 1 | Firm change | Other |
| KARSTENS INVESTMENT COUNSEL, INC. | WESTWOOD WEALTH MANAGEMENT | Oct 21, 2004 | Oct 18, 2004 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 144344:175112:KS:2022-10-21 | Oct 21, 2022 | Aug 19, 2022 | LEAWOOD, KS | Firm change after gap |
| 117977:144344:NE:2020-03-30 | Mar 30, 2020 | May 14, 2020 | OMAHA, NE | Firm change |