DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
4 y
since Aug 19, 2022
In the industry
25 y
since Oct 23, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Captrust institutional currentsince Aug 19, 2022 · Omaha, Ne
- Frontier Wealth Management, LLC formerMay 14, 2020 to Oct 21, 2022 · Omaha, Ne
- Karstens Investment Counsel, Inc. formerJan 11, 2006 to Mar 30, 2020 · Omaha, Ne
- Westwood Wealth Management mixed wealthOct 18, 2004 to Jan 10, 2006 · Omaha, Ne
- Karstens Investment Counsel, Inc. formerFeb 9, 2001 to Oct 21, 2004 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- Frontier Wealth Management, LLC to Captrustleft Oct 21, 2022, registered Aug 19, 2022 (-63 days) · Other · moved with a team
- Karstens Investment Counsel, Inc. to Frontier Wealth Management, LLCleft Mar 30, 2020, registered May 14, 2020 (45 days) · RIA to RIA · moved with a team
- Westwood Wealth Management to Karstens Investment Counsel, Inc.left Jan 10, 2006, registered Jan 11, 2006 (1 days) · Other
- Karstens Investment Counsel, Inc. to Westwood Wealth Managementleft Oct 21, 2004, registered Oct 18, 2004 (-3 days) · Other
Signals
- Darren C Obrecht left Frontier Wealth Management, Llc for Captrust (registered 2022-08-19)Oct 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address