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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

TERRY LEE BRODT

Advisor at GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

RED BANK, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 5, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 28, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Oct 28, 1993
First registration: Oct 5, 2000
Dual registered: yes, broker-dealer
Other names: TERRY L BRODT
IAPD individual key: 2033812

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC	Independent wealth	Aug 12, 2010	n/a	yes	RED BANK, NJ	Current employment
INVEST FINANCIAL CORPORATION	Former SEC adviser	May 23, 2007	Aug 13, 2010	no	BOISE, ID\|APPLETON, WI\|BOISE, ID	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	May 9, 2007	May 10, 2007	no	APPLETON, WI\|BOISE, ID	Previous registration
FIRST MONTAUK SECURITIES CORP.	n/a	Nov 4, 2005	Jun 13, 2007	no	RED BANK, NJ\|BOISE, ID\|RED BANK, NJ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 18, 2002	Dec 2, 2005	no	BOISE, ID	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Oct 5, 2000	Jun 20, 2002	no	BOISE, ID	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVEST FINANCIAL CORPORATION	GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC	Aug 13, 2010	Aug 12, 2010	-1	Firm change	Other
FIRST MONTAUK SECURITIES CORP.	INVEST FINANCIAL CORPORATION	Jun 13, 2007	May 9, 2007	-35	Firm change after gap	Other
LPL FINANCIAL LLC	FIRST MONTAUK SECURITIES CORP.	Dec 2, 2005	Nov 4, 2005	-28	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	LPL FINANCIAL LLC	Jun 20, 2002	Jun 18, 2002	-2	Firm change	Other

Relationships

Registered with (5)

→ GARDEN STATE INVESTMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Aug 12, 2010 to presentfactForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
May 23, 2007 to Aug 13, 2010factForm ADV
→ FIRST MONTAUK SECURITIES CORP.Registered adviserregistration: previous registration
Nov 4, 2005 to Jun 13, 2007factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 18, 2002 to Dec 2, 2005factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Oct 5, 2000 to Jun 20, 2002factForm ADV

Dated events

No dated event names this entity yet.