DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Terry Lee Brodt
Garden State Investment Advisory Services, LLCindependent RIARed Bank, Njdual registrantIAPD 2033812
Feed of 09/14/2026
Also filed as Terry L Brodt
At current firm
16 y
since Aug 12, 2010
In the industry
32 y
since Oct 28, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Garden State Investment Advisory Services, LLC independent RIA currentsince Aug 12, 2010 · Red Bank, Nj
- Invest Financial Corporation formerMay 23, 2007 to Aug 13, 2010 · Boise, Id
- Invest Financial Corporation formerMay 9, 2007 to May 10, 2007 · Appleton, Wi
- First Montauk Securities Corp. unclassifiedNov 4, 2005 to Jun 13, 2007 · Red Bank, Nj
- LPL Financial LLC BD affiliatedJun 18, 2002 to Dec 2, 2005 · Boise, Id
- Prudential Equity Group, LLC unclassifiedOct 5, 2000 to Jun 20, 2002 · Boise, Id
Moves
a registration end followed by a registration begin elsewhere
- Invest Financial Corporation to Garden State Investment Advisory Services, LLCleft Aug 13, 2010, registered Aug 12, 2010 (-1 days) · Other
- First Montauk Securities Corp. to Invest Financial Corporationleft Jun 13, 2007, registered May 9, 2007 (-35 days) · Other
- LPL Financial LLC to First Montauk Securities Corp.left Dec 2, 2005, registered Nov 4, 2005 (-28 days) · Other
- Prudential Equity Group, LLC to LPL Financial LLCleft Jun 20, 2002, registered Jun 18, 2002 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address