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D••••• M•••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

D••••• M•••• P•••••••

Advisor at A•••• O•• W••••• M••••••••• L••

Philomath, OR

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Search this name across graphsid dfx:ria:4eb0dbb9-2c2c-463a-ecf4-e8a48e366177

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 25, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• O•• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 8, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• O•• W••••• M••••••••• L••	Independent wealth	Sep 24, 2025	n/a	yes	Philomath, OR	Current employment
N•• A••••••• S••••••• I••	Independent wealth	Mar 25, 2009	Sep 3, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	S••••••• F•••••••• S•••••••• I•••	Sep 5, 2025	Oct 22, 2002	-8,354	Firm change after gap	Other
N•• A••••••• S••••••• I••	A•••• O•• W••••• M••••••••• L••	Sep 3, 2025

Relationships

Registered with (4)

→ A•••• O•• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 24, 2025 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Oct 25, 2000 to Sep 5, 2025factForm ADV
→ N•• A••••••• S••••••• I••Registered adviserregistration: previous registration
Mar 25, 2009 to Sep 3, 2025factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviser

Dated events

Occurred
Sep 5, 2025
Advisor changed firm
D••••• M•••• P••••••• left O•••• W•••••• I••• for S••••••• F•••••••• S•••••••• I••• (registered 2002-10-22)
Form ADVobserved 7 days ago
Occurred
Sep 3, 2025
Advisor changed firm
D••••• M•••• P••••••• left N•• A••••••• S••••••• I•• for A•••• O•• W••••• M••••••••• L•• (registered 2025-09-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4eb0dbb9-2c2c-463a-ecf4-e8a48e366177
First observed: Oct 25, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.