RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• M•••• P•••••••
- A•••• O•• W••••• M••••••••• L•• independent RIA currentsince Sep 24, 2025 · Philomath, Or
- N•• A••••••• S••••••• I•• independent RIAMar 25, 2009 to Sep 3, 2025 · Philomath, Or
- S••••••• F•••••••• S•••••••• I••• unclassifiedOct 22, 2002 to Mar 17, 2009 · Oakland, Ca
- O•••• W•••••• I••• BD affiliatedOct 25, 2000 to Sep 5, 2025 · Oakland, Ca
- O•••• W•••••• I••• to S••••••• F•••••••• S•••••••• I•••left Sep 5, 2025, registered Oct 22, 2002 (-8354 days) · Other
- N•• A••••••• S••••••• I•• to A•••• O•• W••••• M••••••••• L••left Sep 3, 2025, registered Sep 24, 2025 (21 days) · RIA to a newly registered adviser
- S••••••• F•••••••• S•••••••• I••• to N•• A••••••• S••••••• I••left Mar 17, 2009, registered Mar 25, 2009 (8 days) · Other
- D••••• M•••• P••••••• left O•••• W•••••• I••• for S••••••• F•••••••• S•••••••• I••• (registered 2002-10-22)Sep 5, 2025 · Advisor changed firm · fact
- D••••• M•••• P••••••• left N•• A••••••• S••••••• I•• for A•••• O•• W••••• M••••••••• L•• (registered 2025-09-24)Sep 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address