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RIA / WealthAdvisor19 years in industry

ADAM WESCOTT GRAVES

Advisor at WELLS FARGO ADVISORS

ST. LOUIS, MO | PITTSFORD, NY

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 21, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 22, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jan 22, 2007
First registration: Jan 21, 2011
Dual registered: no
Other names: ADAM GRAVES|WES GRAVES|WESCOTT GRAVES
IAPD individual key: 5113567

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Sep 9, 2025	n/a	yes	PITTSFORD, NY\|ST. LOUIS, MO	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 23, 2022	Jun 12, 2025	no	SAN DIEGO, CA\|PITTSFORD, NY	Previous registration
55ip	Asset manager	Nov 14, 2018	Dec 31, 2019	no	Boston, MA	Previous registration
BNY MELLON SECURITIES CORPORATION	Other adviser	Apr 14, 2015	Mar 20, 2017	no	BOSTON, MA\|BOSTON, MA	Previous registration
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	Asset manager	May 16, 2011	May 20, 2013	no	BOSTON, MA	Previous registration
MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC	Former SEC adviser	Jan 21, 2011	May 13, 2011	no	FAIRPORT, NY	Previous registration
MANNING & NAPIER ADVISORS, LLC	Mixed wealth	Jan 21, 2011	May 13, 2011	no	FAIRPORT, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	WELLS FARGO ADVISORS	Jun 12, 2025	Sep 9, 2025	89	Firm change	Ibd to wirehouse
55ip	LPL FINANCIAL LLC	Dec 31, 2019	Mar 23, 2022	813	Firm change after gap	Other
BNY MELLON SECURITIES CORPORATION	55ip	Mar 20, 2017	Nov 14, 2018	604	Firm change after gap	Other
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	BNY MELLON SECURITIES CORPORATION	May 20, 2013	Apr 14, 2015	694	Firm change after gap	Other
MANNING & NAPIER ADVISORS, LLC	MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC	May 13, 2011	Jan 21, 2011	-112	Firm change after gap	Other
MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC	COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	May 13, 2011	May 16, 2011	3	Firm change	Other

Relationships

Registered with (7)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Sep 9, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 23, 2022 to Jun 12, 2025factForm ADV
→ 55IPRegistered adviserregistration: previous registration
Nov 14, 2018 to Dec 31, 2019factForm ADV
→ BNY MELLON SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Apr 14, 2015 to Mar 20, 2017factForm ADV
→ COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCRegistered adviserregistration: previous registration
May 16, 2011 to May 20, 2013factForm ADV
→ MANNING & NAPIER ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 21, 2011 to May 13, 2011factForm ADV
→ MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLCRegistered adviserregistration: previous registration
Jan 21, 2011 to May 13, 2011factForm ADV

Dated events

Occurred
Jun 12, 2025
Advisor changed firm
Adam Wescott Graves left Lpl Financial Llc for Wells Fargo Advisors (registered 2025-09-09)
Form ADVobserved 4 days ago