RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• F•••• A••••••• wirehouse currentsince Sep 9, 2025 · Pittsford, Ny
- L•• F•••••••• L•• BD affiliatedMar 23, 2022 to Jun 12, 2025 · San Diego, Ca
- 5••• asset managerNov 14, 2018 to Dec 31, 2019 · Boston, Ma
- B•• M••••• S••••••••• C••••••••• otherApr 14, 2015 to Mar 20, 2017 · Boston, Ma
- C••••••• M••••••••• I••••••••• A•••••••• L•• asset managerMay 16, 2011 to May 20, 2013 · Boston, Ma
- M•••••• • N••••• A••••••• A•••••••• C••••••• L•• formerJan 21, 2011 to May 13, 2011 · Fairport, Ny
- M•••••• • N••••• A•••••••• L•• mixed wealthJan 21, 2011 to May 13, 2011 · Fairport, Ny
- L•• F•••••••• L•• to W•••• F•••• A•••••••left Jun 12, 2025, registered Sep 9, 2025 (89 days) · Affiliated broker-dealer or bank to wirehouse
- 5••• to L•• F•••••••• L••left Dec 31, 2019, registered Mar 23, 2022 (813 days) · Other
- B•• M••••• S••••••••• C••••••••• to 5•••left Mar 20, 2017, registered Nov 14, 2018 (604 days) · Other
- C••••••• M••••••••• I••••••••• A•••••••• L•• to B•• M••••• S••••••••• C•••••••••left May 20, 2013, registered Apr 14, 2015 (694 days) · Other
- M•••••• • N••••• A•••••••• L•• to M•••••• • N••••• A••••••• A•••••••• C••••••• L••left May 13, 2011, registered Jan 21, 2011 (-112 days) · Other
- M•••••• • N••••• A••••••• A•••••••• C••••••• L•• to C••••••• M••••••••• I••••••••• A•••••••• L••left May 13, 2011, registered May 16, 2011 (3 days) · Other
- A••• W•••••• G••••• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2025-09-09)Jun 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address