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RIA / WealthAdvisor11 years in industry

Alexis Barling

Advisor at CETERA PLANNING PARTNERS

LEAWOOD, KS

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Search this name across graphsid dfx:ria:4ef213fd-b432-ecf5-079d-3ff4df9c55c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 18, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA PLANNING PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 18, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Dec 18, 2014
First registration: Dec 18, 2014
Dual registered: no
Other names: ALEXIS DIANNE KASSIN|ALEXIS DIANNE BARLING
IAPD individual key: 2345972

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA PLANNING PARTNERS	Independent wealth	Sep 13, 2019	n/a	yes	LEAWOOD, KS	Current employment
CREATIVE PLANNING	Independent wealth	Jul 19, 2018	Sep 9, 2019	no	OVERLAND PARK, KS	Previous registration
UMB FINANCIAL SERVICES, INC.	Independent wealth	Nov 23, 2015	Jun 27, 2018	no	KANSAS CITY, MO	Previous registration
FINANCIAL ENGINES ADVISOR CENTER, LLC	Former SEC adviser	Dec 18, 2014	Nov 11, 2015	no	OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CREATIVE PLANNING	CETERA PLANNING PARTNERS	Sep 9, 2019	Sep 13, 2019	4	Firm change	RIA to RIA
UMB FINANCIAL SERVICES, INC.	CREATIVE PLANNING	Jun 27, 2018	Jul 19, 2018	22	Firm change	Ibd to RIA
FINANCIAL ENGINES ADVISOR CENTER, LLC	UMB FINANCIAL SERVICES, INC.	Nov 11, 2015	Nov 23, 2015	12	Firm change	Other

Relationships

Registered with (4)

→ CETERA PLANNING PARTNERSRegistered adviserregistration: current employment
Sep 13, 2019 to presentfactForm ADV
→ CREATIVE PLANNINGRegistered adviserregistration: previous registration
Jul 19, 2018 to Sep 9, 2019factForm ADV
→ UMB FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 23, 2015 to Jun 27, 2018factForm ADV
→ FINANCIAL ENGINES ADVISOR CENTER, LLCRegistered adviserregistration: previous registration
Dec 18, 2014 to Nov 11, 2015factForm ADV

Dated events

No dated event names this entity yet.