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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WEALTH EFFECTS

WEALTH EFFECTS LLC, CRD 315244

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4f006e51-97aa-b633-9fa7-21075e6f887d

Data as of Feb 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Jun 7, 2021 to Feb 13, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $472MItem 5.F on the latest filing (2026-02-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $472M
Private client RAUM: $469MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $59.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 17
Advisory employees: 9
Offices: 10Schedule D 1.F, beyond the principal office
Accounts: 988
Individual clients: 496
High net worth clients: 100
Custody, client assets: $35.0M
SEC number: 801-121699
CIK: 1907254
CRD: 315244
Filings on the tape: 16
First filed: Jun 7, 2021
Latest filed: Feb 13, 2026
Organised: Limited Liability Company, MA
Website: w-effects.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WILLIAM ANTHONY LIBERTI	n/a	BOSTON, MA	5	38	1	no
WARNER WHITMAN WAYNE	n/a	BOSTON, MA	3	30	4	no
BERNARD KATZ	n/a	BOSTON, MA \| Boynton Beach, FL	3	46	1	no
Charles K Pouliot	n/a	BOSTON, MA \| West New York, NJ	2	19	4	no
BRIAN THOMAS BURKHART	n/a	Glenview, IL \| BOSTON, MA	2	17	3	no
JEFFREY STEPHEN MCHALE	n/a	Pembroke, MA \| BOSTON, MA	2	28	3	no
Derek Chase Liberti	n/a	BOSTON, MA	1	10	n/a	no
STANTON FOCHT WEISSENBORN	n/a	BOSTON, MA \| STUART, FL	0	39	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LIBERTI, WILLIAM, ANTHONY	CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	yes	05/2021	Jun 7, 2021	Nov 22, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 13, 2026	$472M	$472M	17	9	10	n/a	n/a
2024	Apr 4, 2025	$406M	$406M	16	9	6	n/a	n/a
2023	Jan 31, 2024	$393M	$393M	14	7	5	n/a	n/a
2022	Feb 23, 2023	$300M	$300M	12	6	3	n/a	n/a
2021	Mar 18, 2022	$330M	$330M	10	4	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	4	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$472M	$406M	16.3%	$300M	16.3%	17	16	10	6

Relationships

Registered with (9)

← STANTON FOCHT WEISSENBORNAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← Derek Chase LibertiAdvisorregistration: current employment
Jun 5, 2025 to presentfactForm ADV
← JEFFREY STEPHEN MCHALEAdvisorregistration: current employment
Jun 11, 2024 to presentfactForm ADV
← BRIAN THOMAS BURKHARTAdvisorregistration: current employment
Feb 26, 2024 to presentfactForm ADV
← Charles K PouliotAdvisorregistration: current employment
Oct 30, 2023 to presentfactForm ADV
← BERNARD KATZAdvisorregistration: current employment
Feb 17, 2023 to presentfactForm ADV
← WARNER WHITMAN WAYNEAdvisorregistration: current employment
Nov 29, 2022 to presentfactForm ADV
← WILLIAM ANTHONY LIBERTIAdvisorregistration: current employment
Jul 16, 2021 to presentfactForm ADV
← RICHARD PAUL ROCHEAdvisorregistration: previous registration
Jul 24, 2024 to May 14, 2026factForm ADV

Controls (1)

← LIBERTI, WILLIAM, ANTHONYOwnerCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jun 7, 2021 to Nov 22, 2024factForm ADV

Dated events

Occurred
May 14, 2026
Advisor departed, no destination yet
Richard Paul Roche no longer registered at Wealth Effects; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Jun 7, 2021
First Form ADV filing
Wealth Effects filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4f006e51-97aa-b633-9fa7-21075e6f887d
First observed: Jun 7, 2021
Last observed: Feb 13, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEALTH EFFECTS

WEALTH EFFECTS LLC, CRD 315244

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4f006e51-97aa-b633-9fa7-21075e6f887d

Data as of Feb 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:26 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WILLIAM ANTHONY LIBERTI

n/a

BOSTON, MA

WARNER WHITMAN WAYNE

n/a

BOSTON, MA

BERNARD KATZ

n/a

BOSTON, MA | Boynton Beach, FL

Charles K Pouliot

n/a

BOSTON, MA | West New York, NJ

BRIAN THOMAS BURKHART

n/a

Glenview, IL | BOSTON, MA

JEFFREY STEPHEN MCHALE

n/a

Pembroke, MA | BOSTON, MA

Derek Chase Liberti

n/a

BOSTON, MA

n/a

STANTON FOCHT WEISSENBORN

n/a

BOSTON, MA | STUART, FL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LIBERTI, WILLIAM, ANTHONY

CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER

yes

05/2021

Jun 7, 2021

Nov 22, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 13, 2026

$472M

n/a

2024

Apr 4, 2025

$406M

n/a

2023

Jan 31, 2024

$393M

n/a

2022

Feb 23, 2023

$300M

n/a

2021

Mar 18, 2022

$330M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$472M

$406M

16.3%

$300M

16.3%