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RIA / WealthAdvisor19 years in industry

Charles K Pouliot

Advisor at WEALTH EFFECTS

BOSTON, MA | West New York, NJ

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Search this name across graphsid dfx:ria:1f66a44a-d87e-7815-e7a0-423bf423753e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 22, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH EFFECTS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 20, 2009
First registration: Apr 22, 2009
Dual registered: no
Other names: CHAD POULIOT
IAPD individual key: 5430319

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH EFFECTS	Independent wealth	Oct 30, 2023	n/a	yes	West New York, NJ\|BOSTON, MA	Current employment
BRIDGEWAY WEALTH PARTNERS, LLC	Former SEC adviser	Mar 25, 2020	Dec 31, 2023	no	NEW YORK, NY	Previous registration
AVENIR PRIVATE ADVISORS, LLC	Former SEC adviser	Dec 10, 2018	May 12, 2020	no	New York, NY\|MIAMI, FL	Previous registration
Procyon	Mixed wealth	Nov 9, 2017	Jul 25, 2018	no	SHELTON, CT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 22, 2009	Oct 13, 2017	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BRIDGEWAY WEALTH PARTNERS, LLC	WEALTH EFFECTS	Dec 31, 2023	Oct 30, 2023	-62	Firm change after gap	RIA to RIA
AVENIR PRIVATE ADVISORS, LLC	BRIDGEWAY WEALTH PARTNERS, LLC	May 12, 2020	Mar 25, 2020	-48	Firm change after gap	Other
Procyon	AVENIR PRIVATE ADVISORS, LLC	Jul 25, 2018	Dec 10, 2018	138	Firm change	RIA to new firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Procyon	Oct 13, 2017	Nov 9, 2017	27	Firm change	Other

Relationships

Registered with (5)

→ WEALTH EFFECTSRegistered adviserregistration: current employment
Oct 30, 2023 to presentfactForm ADV
→ BRIDGEWAY WEALTH PARTNERS, LLCRegistered adviserregistration: previous registration
Mar 25, 2020 to Dec 31, 2023factForm ADV
→ AVENIR PRIVATE ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 10, 2018 to May 12, 2020factForm ADV
→ PROCYONRegistered adviserregistration: previous registration
Nov 9, 2017 to Jul 25, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 22, 2009 to Oct 13, 2017factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
Charles K Pouliot left Bridgeway Wealth Partners, Llc for Wealth Effects (registered 2023-10-30)
Form ADVobserved 6 days ago