DFX Intelligence

C••• D••••• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

C••• D••••• L•••••••••

Advisor at S••••• W••••• P•••••••• L••

ORLANDO, FL | FORT MYERS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4f011199-9b6a-6c4c-c613-657829ec4735

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Nov 5, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 5, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• P•••••••• L••	Independent wealth	Jun 16, 2020	n/a	yes	FORT MYERS, FL\|ORLANDO, FL	Current employment
S••••• W••••• P•••••••• L••	Former SEC adviser	Jan 6, 2016	Aug 19, 2016	no	Fort Myers, FL\|ORLANDO, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• P•••••••• L••	S••••• W••••• P•••••••• L••	Aug 19, 2016	Jun 16, 2020	1,397	Channel change	Other
S•• A••••••• N••••••• L••	S••••• W••••• P•••••••• L••	Mar 29, 2016	Jan 6, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
134620:283648:FL:2016-08-19	Aug 19, 2016	Jun 16, 2020	ORLANDO, FL	Firm change after gap
165389:134620:FL:2016-03-26	Mar 29, 2016	Jan 6, 2016	FORT MYERS, FL	Firm change after gap

Relationships

Registered with (8)

→ S••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Jun 16, 2020 to presentfactForm ADV
→ S••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Jan 6, 2016 to Aug 19, 2016factForm ADV
→ S•• A••••••• N••••••• L••Registered adviserregistration: previous registration
Jan 16, 2015 to Mar 29, 2016factForm ADV
→ F••••• W••••• A•••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4f011199-9b6a-6c4c-c613-657829ec4735
First observed: Nov 5, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.