DFX Intelligence

C••••••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

C••••••••• O•••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

PASADENA, CA | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:4f04200d-8073-2e23-0e37-838c5319129d

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 10, 2016 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 25, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Sep 25, 2020	n/a	yes	PASADENA, CA\|SAN FRANCISCO, CA	Current employment
W•••••• G•••••• F•••••••• S•••••••	State registered	Aug 10, 2016	Apr 2, 2020	no	IRVINE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• G•••••• F•••••••• S•••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Apr 2, 2020	Sep 25, 2020	176	Firm change	Other

Relationships

Registered with (2)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Sep 25, 2020 to presentfactForm ADV
→ W•••••• G•••••• F•••••••• S•••••••Registered adviserregistration: previous registration
Aug 10, 2016 to Apr 2, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4f04200d-8073-2e23-0e37-838c5319129d
First observed: Aug 10, 2016
Last observed: Sep 17, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.