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Advisor at WELLS FARGO ADVISORS
RICHMOND, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 24, 2024 | n/a | yes | RICHMOND, VA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 8, 2015 | Jul 29, 2024 | no | RICHMOND, VA|Moseley, VA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Nov 5, 2009 | May 7, 2015 | no | RICHMOND, VA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 22, 2002 | Jun 20, 2008 | no | RICHMOND, VA|RICHMOND, VA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 14, 2002 | Jul 19, 2002 | no | RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | WELLS FARGO ADVISORS | Jul 29, 2024 | Jul 24, 2024 | -5 | Firm change | Ibd to wirehouse |
| WELLS FARGO ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC | May 7, 2015 | May 8, 2015 | 1 | Firm change | Wirehouse to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | WELLS FARGO ADVISORS | Jul 19, 2002 | Aug 22, 2002 | 34 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:19616:VA:2024-07-29 | Jul 29, 2024 | Jul 24, 2024 | MOSELEY, VA | Firm change |
| 19616:6363:VA:2015-05-07 | May 7, 2015 | May 8, 2015 | RICHMOND, VA | Firm change |