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Registered advisor
M••••••• C•••••••• D••••
Feed of 09/14/2026
Also filed as M••••••• C•••••••• Arthur
At current firm
2 y
since Jul 24, 2024
In the industry
24 y
since Jan 21, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jul 24, 2024 · Richmond, Va
- A••••••••• F•••••••• S•••••••• L•• national BDMay 8, 2015 to Jul 29, 2024 · Richmond, Va
- W•••• F•••• A••••••• wirehouseNov 5, 2009 to May 7, 2015 · Richmond, Va
- W•••• F•••• A••••••• wirehouseAug 22, 2002 to Jun 20, 2008 · Richmond, Va
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 14, 2002 to Jul 19, 2002 · Richmond, Va
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Jul 29, 2024, registered Jul 24, 2024 (-5 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left May 7, 2015, registered May 8, 2015 (1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Jul 19, 2002, registered Aug 22, 2002 (34 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- M••••••• C•••••••• D•••• left A••••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2024-07-24)Jul 29, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address