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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

Kristina Marie Zimmerman

Advisor at LAZARI CAPITAL MANAGEMENT, INC.

Woodland Hills, CA | BURBANK, CA

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Search this name across graphsid dfx:ria:4f4cf791-0cea-2d48-e67c-818556dd0e4b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LAZARI CAPITAL MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 8, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63|S66
First exam: Nov 8, 1990
First registration: Mar 12, 2014
Dual registered: yes, broker-dealer
Other names: KRISTINA MARIE GODDARD|KRISTINA MARIE MILLER|KRISTINA MARIE GODDARD|KRISTINA MARIE ZIMMERMAN|Kristina Zimmerman
IAPD individual key: 2060010

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LAZARI CAPITAL MANAGEMENT, INC.	Independent wealth	Feb 15, 2024	n/a	yes	Woodland Hills, CA\|BURBANK, CA	Current employment
KOVACK ADVISORS, INC.	Bd affiliated wealth	Nov 17, 2020	Dec 1, 2021	no	FT. LAUDERDALE, FL\|Glendale, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 8, 2018	Dec 26, 2018	no	VALENCIA, CA	Previous registration
FINANCIAL SECURITY MANAGEMENT, INC	Independent wealth	Jan 10, 2017	Nov 2, 2017	no	Valencia, CA\|LAKEWOOD, CO	Previous registration
CAPITAL RESEARCH & CONSULTING LLC	Institutional manager	Mar 12, 2014	Sep 30, 2015	no	PASADENA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KOVACK ADVISORS, INC.	LAZARI CAPITAL MANAGEMENT, INC.	Dec 1, 2021	Feb 15, 2024	806	Firm change after gap	Ibd to RIA
LPL FINANCIAL LLC	KOVACK ADVISORS, INC.	Dec 26, 2018	Nov 17, 2020	692	Firm change after gap	RIA to ibd
FINANCIAL SECURITY MANAGEMENT, INC	LPL FINANCIAL LLC	Nov 2, 2017	Jan 8, 2018	67	Firm change	Other
CAPITAL RESEARCH & CONSULTING LLC	FINANCIAL SECURITY MANAGEMENT, INC	Sep 30, 2015	Jan 10, 2017	468	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
116570:6413:CO:2017-11-02	Nov 2, 2017	Jan 8, 2018	LAKEWOOD, CO	Firm change

Relationships

Registered with (5)

→ LAZARI CAPITAL MANAGEMENT, INC.Registered adviserregistration: current employment
Feb 15, 2024 to presentfactForm ADV
→ KOVACK ADVISORS, INC.Registered adviserregistration: previous registration
Nov 17, 2020 to Dec 1, 2021factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 8, 2018 to Dec 26, 2018factForm ADV
→ FINANCIAL SECURITY MANAGEMENT, INCRegistered adviserregistration: previous registration
Jan 10, 2017 to Nov 2, 2017factForm ADV
→ CAPITAL RESEARCH & CONSULTING LLCRegistered adviserregistration: previous registration
Mar 12, 2014 to Sep 30, 2015factForm ADV

Dated events

No dated event names this entity yet.