DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LEVEL FOUR ADVISORY SERVICES
DALLAS, TX | SADIEVILLE, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEVEL FOUR ADVISORY SERVICES | Bd affiliated wealth | Aug 24, 2023 | n/a | yes | SADIEVILLE, KY|DALLAS, TX | Current employment |
| DUPREE FINANCIAL GROUP, LLC | Independent wealth | Oct 18, 2022 | Aug 15, 2023 | no | LEXINGTON, KY | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 26, 2012 | Oct 25, 2022 | no | ABINGDON, VA|SAN DIEGO, CA|GEORGETOWN, KY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 21, 2005 | Nov 26, 2012 | no | BRISTOL, TN|BRISTOL, TN | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 15, 2004 | Jul 8, 2005 | no | KINGSPORT, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DUPREE FINANCIAL GROUP, LLC | LEVEL FOUR ADVISORY SERVICES | Aug 15, 2023 | Aug 24, 2023 | 9 | Firm change | RIA to ibd |
| LPL FINANCIAL LLC | DUPREE FINANCIAL GROUP, LLC | Oct 25, 2022 | Oct 18, 2022 | -7 | Firm change | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LPL FINANCIAL LLC | Nov 26, 2012 | Nov 26, 2012 | 0 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 8, 2005 | Jun 21, 2005 | -17 | Firm change | Wirehouse to wirehouse |