U•••• G••••

Advisor at A•••• F••••••••

LOS ANGELES, CA | CANOGA PARK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4f90ba95-d513-eb09-5c22-1abafa077f41

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 27, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• F••••••••	Independent wealth	Jan 9, 2025	n/a	yes	LOS ANGELES, CA\|CANOGA PARK, CA	Current employment
E•••••• F••••••••	n/a	May 8, 2024	Jan 23, 2025	no	Canoga Park, CA\|LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• F••••••••	A•••• F••••••••	Jan 23, 2025	Jan 9, 2025	-14	Firm change	Other
I••••••••• P•••••• W••••• A••••••• L••	E•••••• F••••••••	Mar 27, 2024	May 8, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
281418:328790:CA:2025-01-23	Jan 23, 2025	Jan 9, 2025	LOS ANGELES, CA	Firm change

Relationships

Registered with (3)

→ A•••• F••••••••Registered adviserregistration: current employment
Jan 9, 2025 to presentfactForm ADV
→ E•••••• F••••••••Registered adviserregistration: previous registration
May 8, 2024 to Jan 23, 2025factForm ADV
→ I••••••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Jun 27, 2023 to Mar 27, 2024factForm ADV

Dated events

Occurred
Jan 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 27, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4f90ba95-d513-eb09-5c22-1abafa077f41
First observed: Jun 27, 2023
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.