RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
U•••• G••••
- A•••• F•••••••• independent RIA currentsince Jan 9, 2025 · Los Angeles, Ca
- E•••••• F•••••••• unclassifiedMay 8, 2024 to Jan 23, 2025 · Canoga Park, Ca
- I••••••••• P•••••• W••••• A••••••• L•• independent RIAJun 27, 2023 to Mar 27, 2024 · San Diego, Ca
- E•••••• F•••••••• to A•••• F••••••••left Jan 23, 2025, registered Jan 9, 2025 (-14 days) · Other · moved with a team
- I••••••••• P•••••• W••••• A••••••• L•• to E•••••• F••••••••left Mar 27, 2024, registered May 8, 2024 (42 days) · Other
- Uziel Gomez left Equalis Financial for Avise Financial (registered 2025-01-09)Jan 23, 2025 · Advisor changed firm · fact
- Uziel Gomez left International Private Wealth Advisors Llc for Equalis Financial (registered 2024-05-08)Mar 27, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address