DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner25 years in industry

JEFFREY GENE ENGELMAN

Advisor at INTEGRATED WEALTH CONCEPTS LLC

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4fafeb15-5735-afe3-fd7e-4f33de0605ec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 9, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRATED WEALTH CONCEPTS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Mar 1, 2001
First registration: Apr 9, 2003
Dual registered: no
Other names: JEFF ENGELMAN
IAPD individual key: 4338185

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRATED WEALTH CONCEPTS LLC	Independent wealth	May 10, 2023	n/a	yes	DENVER, CO	Current employment
PRISM FINANCIAL STRATEGIES, LLC	Former SEC adviser	Aug 23, 2017	Dec 14, 2023	no	ENGLEWOOD, CO	Previous registration
VISION INVESTMENT ADVISORS, LLC	Independent wealth	Apr 23, 2013	Aug 24, 2017	no	DENVER, CO\|STAMFORD, CT	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Sep 13, 2011	Apr 23, 2013	no	LINCOLN, NE\|LINCOLN, NE\|LINCOLN, NE\|LINCOLN, NE\|LINCOLN, NE\|COLUMBUS, NE\|BEATRICE, NE\|DENVER, CO\|DENVER, CO	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Sep 13, 2011	no	LINCOLN, NE	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 6, 2006	Jun 1, 2009	no	LINCOLN, NE	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Apr 9, 2003	Jul 26, 2006	no	SPRINGFIELD, MO\|SPRINGFIELD, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRISM FINANCIAL STRATEGIES, LLC	INTEGRATED WEALTH CONCEPTS LLC	Dec 14, 2023	May 10, 2023	-218	Firm change after gap	RIA to RIA
VISION INVESTMENT ADVISORS, LLC	PRISM FINANCIAL STRATEGIES, LLC	Aug 24, 2017	Aug 23, 2017	-1	Firm change	Other
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	VISION INVESTMENT ADVISORS, LLC	Apr 23, 2013	Apr 23, 2013	0	Firm change	Other
MORGAN STANLEY	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Sep 13, 2011	Sep 13, 2011	0	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	CITIGROUP GLOBAL MARKETS INC.	Jul 26, 2006	Sep 6, 2006	42	Firm change	Other

Relationships

Registered with (7)

→ INTEGRATED WEALTH CONCEPTS LLCRegistered adviserregistration: current employment
May 10, 2023 to presentfactForm ADV
→ PRISM FINANCIAL STRATEGIES, LLCRegistered adviserregistration: previous registration
Aug 23, 2017 to Dec 14, 2023factForm ADV
→ VISION INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 23, 2013 to Aug 24, 2017factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Sep 13, 2011 to Apr 23, 2013factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Sep 13, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 6, 2006 to Jun 1, 2009factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 9, 2003 to Jul 26, 2006factForm ADV

Dated events

Occurred
Dec 14, 2023
Advisor changed firm
Jeffrey Gene Engelman left Prism Financial Strategies, Llc for Integrated Wealth Concepts Llc (registered 2023-05-10)
Form ADVobserved 4 days ago