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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

LISA MARIE WISEMAN

Advisor at KEEL POINT, LLC

HUNTSVILLE, AL

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Search this name across graphsid dfx:ria:4fb1d892-1624-c5cc-bcc1-96561b0488af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 9, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KEEL POINT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 13, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 13, 1998
First registration: Feb 9, 2000
Dual registered: yes, broker-dealer
Other names: LISA M WISEMAN
IAPD individual key: 2654948

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KEEL POINT, LLC	Independent wealth	May 1, 2015	n/a	yes	HUNTSVILLE, AL	Current employment
KEEL POINT PERSONAL MONEY MANAGEMENT, LLC	n/a	Apr 11, 2022	Dec 31, 2023	no	HUNTSVILLE, AL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	May 13, 2015	no	HUNTSVILLE, AL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	HUNTSVILLE, AL	Previous registration
MORGAN STANLEY DW INC.	n/a	Apr 15, 2005	Apr 2, 2007	no	HUNTSVILLE, AL\|HUNTSVILLE, AL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 9, 2000	Apr 20, 2005	no	HUNTSVILLE, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KEEL POINT PERSONAL MONEY MANAGEMENT, LLC	n/a	Dec 31, 2023	n/a	n/a	Departure no registered destination	Departure
MORGAN STANLEY	KEEL POINT, LLC	May 13, 2015	May 1, 2015	-12	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY DW INC.	Apr 20, 2005	Apr 15, 2005	-5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:127902:AL:2015-05-13	May 13, 2015	May 1, 2015	HUNTSVILLE, AL	Firm change

Relationships

Registered with (6)

→ KEEL POINT, LLCRegistered adviserregistration: current employment
May 1, 2015 to presentfactForm ADV
→ KEEL POINT PERSONAL MONEY MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 11, 2022 to Dec 31, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to May 13, 2015factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Apr 15, 2005 to Apr 2, 2007factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 9, 2000 to Apr 20, 2005factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor departed, no destination yet
Lisa Marie Wiseman no longer registered at Keel Point Personal Money Management, Llc; no later IA registration on IAPD
Form ADVobserved 5 days ago