DFX Intelligence
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Reading the graph
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Advisor at A••••• A•• P••••••• S•••••••
STATE COLLEGE, PA | Lock Haven, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | Feb 8, 2022 | n/a | yes | STATE COLLEGE, PA|Lock Haven, PA | Current employment |
| O•••• I••••••••• I••• | Bd affiliated wealth | Sep 9, 2019 | Jan 31, 2022 | no | Renovo, PA|State College, PA|Beech Creek, PA|South Williamsport, PA|State College, PA|Lock Haven, PA|Williamsport, PA|Muncy, PA|Jersey Shore, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• I••••••••• I••• | A••••• A•• P••••••• S••••••• | Jan 31, 2022 | Feb 8, 2022 | 8 | Firm change | Ibd to ibd |
| S•••••••• S••••••••• | O•••• I••••••••• I••• | Sep 6, 2019 | Sep 9, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 41791:35371:PA:2019-09-06 | Sep 6, 2019 | Sep 9, 2019 | BEECH CREEK, PA | Firm change |
| 129052:41791:PA:2017-02-23 | Mar 1, 2017 | Mar 7, 2017 | WILLIAMSPORT, PA | Firm change |
| Previous registration |
| S•••••••• S••••••••• | Bd affiliated wealth | Mar 7, 2017 | Sep 6, 2019 | no | STATE COLLEGE, PA|WILLIAMSPORT, PA|MONTOURSVILLE, PA|Harrisburg, PA|WILLIAMSPORT, PA|WILLIAMSPORT, PA|STATE COLLEGE, PA|STATE COLLEGE, PA|LEWISBURG, PA|LOCK HAVEN, PA|MUNCY, PA|MILTON, PA|LEWISBURG, PA|Danville, PA|JERSEY SHORE, PA|BEECH CREEK, PA|BEECH CREEK, PA | Previous registration |
| P•• W••••• M••••••••• | Bd affiliated wealth | Mar 23, 2016 | Mar 1, 2017 | no | STATE COLLEGE, PA|WILLIAMSPORT, PA | Previous registration |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | Nov 28, 2012 | Apr 30, 2015 | no | STATE COLLEGE, PA | Previous registration |
| C••••• I••••••••• S••••••• L•• | Former SEC adviser | Oct 4, 2011 | Mar 2, 2012 | no | WELLSBORO, PA | Previous registration |
| U•••• F•••••••• S••••••• G••••• I••• | n/a | Feb 9, 2006 | Oct 7, 2011 | no | JERSEY SHORE, PA|WELLSBORO, PA | Previous registration |
| 3 |
| Firm change |
| Ibd to ibd |
| P•• W••••• M••••••••• | S•••••••• S••••••••• | Mar 1, 2017 | Mar 7, 2017 | 6 | Firm change | Other |
| A••••• A•• P••••••• S••••••• | P•• W••••• M••••••••• | Apr 30, 2015 | Mar 23, 2016 | 328 | Firm change | Other |
| C••••• I••••••••• S••••••• L•• | A••••• A•• P••••••• S••••••• | Mar 2, 2012 | Nov 28, 2012 | 271 | Firm change | Other |
| U•••• F•••••••• S••••••• G••••• I••• | C••••• I••••••••• S••••••• L•• | Oct 7, 2011 | Oct 4, 2011 | -3 | Firm change | Other |