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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

PLACIDO JOHN RODRIGUEZ

Advisor at VANGUARD ADVISERS, INC.

Plano, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Jun 25, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANGUARD ADVISERS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 24, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 11
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 24, 2004
First registration: Jun 25, 2004
Dual registered: yes, broker-dealer
Other names: PLACIDO RODRIGUEZ|PJ RODRIGUEZ|PLACIDO John RODRIGUEZ|PLACIDO RODRIGUEZ
IAPD individual key: 4789518

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Jul 12, 2022	n/a	yes	Plano, TX	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Sep 8, 2021	Jun 25, 2022	no	WESTLAKE, TX	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Feb 26, 2021	May 7, 2021	no	DALLAS, TX	Previous registration
PEAK AMERICAN INVESTMENT ADVISORS, INC.	Independent wealth	Aug 24, 2020	Sep 21, 2020	no	PLANO, TX	Previous registration
W&S BROKERAGE SERVICES, INC.	Bd affiliated wealth	Apr 8, 2020	Jul 22, 2020	no	Westlake, TX	Previous registration
COMERICA SECURITIES	Former SEC adviser	Jun 20, 2017	Mar 23, 2020	no	PLANO, TX	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	May 7, 2012	Mar 28, 2017	no	Frisco, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Dec 11, 2006	Mar 24, 2010	no	FT WORTH, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Dec 11, 2006	Mar 24, 2010	no	FORT WORTH, TX\|FORT WORTH, TX	Previous registration
EDWARD JONES	National bd RIA	Jan 26, 2006	Apr 7, 2006	no	ST. LOUIS, MO\|COPPELL, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 19, 2005	Jan 17, 2006	no	DALLAS, TX\|DALLAS, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 25, 2004	Apr 18, 2005	no	IRVING, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	VANGUARD ADVISERS, INC.	Jun 25, 2022	Jul 12, 2022	17	Firm change	Ibd to ibd
AVANTAX ADVISORY SERVICES	FIDELITY PERSONAL AND WORKPLACE ADVISORS	May 7, 2021	Sep 8, 2021	124	Firm change	Ibd to ibd
PEAK AMERICAN INVESTMENT ADVISORS, INC.	AVANTAX ADVISORY SERVICES	Sep 21, 2020	Feb 26, 2021	158	Firm change	RIA to ibd
W&S BROKERAGE SERVICES, INC.	PEAK AMERICAN INVESTMENT ADVISORS, INC.	Jul 22, 2020	Aug 24, 2020	33	Firm change	Ibd to RIA
COMERICA SECURITIES	W&S BROKERAGE SERVICES, INC.	Mar 23, 2020	Apr 8, 2020	16	Firm change	Other
ADVICE AND PLANNING SERVICES	COMERICA SECURITIES	Mar 28, 2017	Jun 20, 2017	84	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Mar 24, 2010	Dec 11, 2006	-1,199	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	ADVICE AND PLANNING SERVICES	Mar 24, 2010	May 7, 2012	775	Firm change after gap	Other
EDWARD JONES	TD AMERITRADE, INC.	Apr 7, 2006	Dec 11, 2006	248	Firm change	Ibd to new firm
CHASE INVESTMENT SERVICES CORP.	EDWARD JONES	Jan 17, 2006	Jan 26, 2006	9	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CHASE INVESTMENT SERVICES CORP.	Apr 18, 2005	Jul 19, 2005	92	Firm change	Other

Relationships

Registered with (12)

→ VANGUARD ADVISERS, INC.Registered adviserregistration: current employment
Jul 12, 2022 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Sep 8, 2021 to Jun 25, 2022factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Feb 26, 2021 to May 7, 2021factForm ADV
→ PEAK AMERICAN INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Aug 24, 2020 to Sep 21, 2020factForm ADV
→ W&S BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Apr 8, 2020 to Jul 22, 2020factForm ADV
→ COMERICA SECURITIESRegistered adviserregistration: previous registration
Jun 20, 2017 to Mar 23, 2020factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
May 7, 2012 to Mar 28, 2017factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 11, 2006 to Mar 24, 2010factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Dec 11, 2006 to Mar 24, 2010factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jan 26, 2006 to Apr 7, 2006factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 19, 2005 to Jan 17, 2006factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 25, 2004 to Apr 18, 2005factForm ADV

Dated events

Occurred
Jun 25, 2022
Advisor changed firm
Placido John Rodriguez left Fidelity Personal And Workplace Advisors for Vanguard Advisers, Inc. (registered 2022-07-12)
Form ADVobserved 6 days ago