DFX Intelligence

C•••••• R••••• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

C•••••• R••••• W•••••••••

Advisor at D•••••••• A••••••• S•••••••• L••

SOUTH JORDAN, UT | Sandy, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4fdea2ab-bc56-deac-b1e8-bae7b31afac7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 2, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jun 9, 2025	n/a	yes	SOUTH JORDAN, UT\|Sandy, UT	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Dec 2, 2004	Jun 4, 2025	no	SANDY, UT\|SANDY, UT\|Sandy, UT\|Midvale, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	D•••••••• A••••••• S•••••••• L••	Jun 4, 2025	Jun 9, 2025	5	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:326060:UT:2025-05-30	Jun 4, 2025	Jun 9, 2025	MIDVALE, UT	Firm change

Relationships

Registered with (2)

→ D•••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 9, 2025 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 2, 2004 to Jun 4, 2025factForm ADV

Dated events

Occurred
Jun 4, 2025
Advisor changed firm
C•••••• R••••• W••••••••• left A••••••••• F•••••••• S•••••••• L•• for D•••••••• A••••••• S•••••••• L•• (registered 2025-06-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4fdea2ab-bc56-deac-b1e8-bae7b31afac7
First observed: Dec 2, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.