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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)17 years in industry

JACOB KELLY SANDERS

Advisor at LPL FINANCIAL LLC

ATLANTA, GA | SUWANEE, GA | PEACHTREE CORNERES, GA

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Search this name across graphsid dfx:ria:4ff7f644-2dae-85a0-ad56-7fd207f995ea

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 23, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 20, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 20, 2009
First registration: Feb 23, 2009
Dual registered: yes, broker-dealer
Other names: JAKE SANDERS|JACOB K SANDERS
IAPD individual key: 5643304

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 21, 2023	n/a	yes	ATLANTA, GA\|PEACHTREE CORNERES, GA\|SUWANEE, GA	Current employment
WEALTH ENHANCEMENT & PRESERVATION	Former SEC adviser	Mar 30, 2018	Oct 17, 2023	no	ALPHARETTA, GA	Previous registration
CG ADVISORY SERVICES	Independent wealth	Mar 17, 2014	Apr 2, 2018	no	DULUTH, GA\|WILLIAMSTON, MI	Previous registration
FINANCIAL NETWORK ASSOCIATES, INC.	n/a	May 22, 2009	Jan 20, 2014	no	ATLANTA, GA	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Feb 23, 2009	Jan 15, 2014	no	ATLANTA, GA\|DULUTH, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTH ENHANCEMENT & PRESERVATION	LPL FINANCIAL LLC	Oct 17, 2023	Aug 21, 2023	-57	Firm change after gap	RIA to ibd
CG ADVISORY SERVICES	WEALTH ENHANCEMENT & PRESERVATION	Apr 2, 2018	Mar 30, 2018	-3	Firm change	RIA to RIA
FINANCIAL NETWORK ASSOCIATES, INC.	CG ADVISORY SERVICES	Jan 20, 2014	Mar 17, 2014	56	Firm change	Other
INVEST FINANCIAL CORPORATION	FINANCIAL NETWORK ASSOCIATES, INC.	Jan 15, 2014	May 22, 2009	-1,699	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
172788:6413:GA:2023-10-17	Oct 17, 2023	Aug 21, 2023	ALPHARETTA, GA	Firm change after gap

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 21, 2023 to presentfactForm ADV
→ WEALTH ENHANCEMENT & PRESERVATIONRegistered adviserregistration: previous registration
Mar 30, 2018 to Oct 17, 2023factForm ADV
→ CG ADVISORY SERVICESRegistered adviserregistration: previous registration
Mar 17, 2014 to Apr 2, 2018factForm ADV
→ FINANCIAL NETWORK ASSOCIATES, INC.Registered adviserregistration: previous registration
May 22, 2009 to Jan 20, 2014factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Feb 23, 2009 to Jan 15, 2014factForm ADV

Dated events

Occurred
Oct 17, 2023
Advisor changed firm
Jacob Kelly Sanders left Wealth Enhancement & Preservation for Lpl Financial Llc (registered 2023-08-21)
Form ADVobserved 6 days ago