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Advisor at CONCORDE ASSET MANAGEMENT, LLC
ANN ARBOR, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CONCORDE ASSET MANAGEMENT, LLC | Bd affiliated wealth | Jan 15, 2025 | n/a | yes | ANN ARBOR, MI | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 30, 2021 | Jun 27, 2022 | no | Austin, TX|Austin, TX|Live Oak, TX|Austin, TX | Previous registration |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Nov 17, 2016 | Sep 1, 2021 | no | LIVE OAK, TX|ALLEN, TX|AUSTIN, TX|AUSTIN, TX|FRISCO, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | CONCORDE ASSET MANAGEMENT, LLC | Jun 27, 2022 | Jan 15, 2025 | 933 | Firm change after gap | Ibd to ibd |
| CUNA BROKERAGE SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Sep 1, 2021 | Aug 30, 2021 | -2 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 13941:6363:TX:2021-08-30 | Sep 1, 2021 | Aug 30, 2021 | AUSTIN, TX | Firm change |