DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

JEFF RICHERT

Advisor at MORGAN STANLEY

Chicago, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:50129188-2d8d-ed90-6247-cb156eaccc33

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jan 23, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 13, 2016
First registration: Jan 23, 2017
Dual registered: yes, broker-dealer
Other names: Jeffrey Alan Richert|Jeffrey Richert
IAPD individual key: 6348980

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Dec 12, 2025	n/a	yes	Chicago, IL	Current employment
MORNINGSTAR INVESTMENT MANAGEMENT LLC	Mixed wealth	May 30, 2025	Dec 1, 2025	no	CHICAGO, IL	Previous registration
MORNINGSTAR INVESTMENT SERVICES LLC	Former SEC adviser	Oct 3, 2024	Jun 16, 2025	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration
MORGAN STANLEY	Wirehouse	Nov 6, 2017	Jun 25, 2024	no	Chicago, IL	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jan 23, 2017	Nov 7, 2017	no	OAK BROOK, IL\|Western Springs, IL\|OAK BROOK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORNINGSTAR INVESTMENT MANAGEMENT LLC	MORGAN STANLEY	Dec 1, 2025	Dec 12, 2025	11	Firm change	RIA to wirehouse
MORNINGSTAR INVESTMENT SERVICES LLC	MORNINGSTAR INVESTMENT MANAGEMENT LLC	Jun 16, 2025	May 30, 2025	-17	Firm change	RIA to RIA
MORGAN STANLEY	MORNINGSTAR INVESTMENT SERVICES LLC	Jun 25, 2024	Oct 3, 2024	100	Firm change	Wirehouse to RIA
EQUITABLE ADVISORS, LLC	MORGAN STANLEY	Nov 7, 2017	Nov 6, 2017	-1	Firm change	Ibd to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
112525:108031:IL:2025-06-16	Jun 16, 2025	May 30, 2025	CHICAGO, IL	Firm change

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Nov 6, 2017 to Jun 25, 2024factForm ADV
→ MORNINGSTAR INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
May 30, 2025 to Dec 1, 2025factForm ADV
→ MORNINGSTAR INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Oct 3, 2024 to Jun 16, 2025factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 23, 2017 to Nov 7, 2017factForm ADV

Dated events

Occurred
Dec 1, 2025
Advisor changed firm
Jeff Richert left Morningstar Investment Management Llc for Morgan Stanley (registered 2025-12-12)
Form ADVobserved 5 days ago
Occurred
Jun 16, 2025
Advisor changed firm
Jeff Richert left Morningstar Investment Services Llc for Morningstar Investment Management Llc (registered 2025-05-30)
Form ADVobserved 5 days ago
Occurred
Jun 25, 2024
Advisor changed firm
Jeff Richert left Morgan Stanley for Morningstar Investment Services Llc (registered 2024-10-03)
Form ADVobserved 5 days ago