DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jeff Richert

Morgan StanleywirehouseChicago, Ildual registrantIAPD 6348980

Feed of 09/14/2026

Also filed as Jeffrey Alan Richert

At current firm

0 y

since Dec 12, 2025

In the industry

10 y

since Jul 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Morgan Stanley wirehouse current
since Dec 12, 2025 · Chicago, Il
Morningstar Investment Management LLC mixed wealth
May 30, 2025 to Dec 1, 2025 · Chicago, Il
Morningstar Investment Services LLC former
Oct 3, 2024 to Jun 16, 2025 · Chicago, Il
Morgan Stanley wirehouse
Nov 6, 2017 to Jun 25, 2024 · Chicago, Il
Equitable Advisors, LLC national BD
Jan 23, 2017 to Nov 7, 2017 · Oak Brook, Il

Moves

a registration end followed by a registration begin elsewhere

Morningstar Investment Management LLC to Morgan Stanley
left Dec 1, 2025, registered Dec 12, 2025 (11 days) · RIA to wirehouse
Morningstar Investment Services LLC to Morningstar Investment Management LLC
left Jun 16, 2025, registered May 30, 2025 (-17 days) · RIA to RIA · moved with a team
Morgan Stanley to Morningstar Investment Services LLC
left Jun 25, 2024, registered Oct 3, 2024 (100 days) · Wirehouse to independent RIA
Equitable Advisors, LLC to Morgan Stanley
left Nov 7, 2017, registered Nov 6, 2017 (-1 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Jeff Richert left Morningstar Investment Management Llc for Morgan Stanley (registered 2025-12-12)
Dec 1, 2025 · Advisor changed firm · fact
Jeff Richert left Morningstar Investment Services Llc for Morningstar Investment Management Llc (registered 2025-05-30)
Jun 16, 2025 · Advisor changed firm · fact
Jeff Richert left Morgan Stanley for Morningstar Investment Services Llc (registered 2024-10-03)
Jun 25, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address