RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• B•••••• C••••
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Jul 29, 2025 · Phoenix, Az
- S•••• C•••••• M••••••••• I••• asset managerSep 24, 2019 to Jul 16, 2025 · Phoenix, Az
- G••••••••• I••••••••• asset managerAug 15, 2018 to Aug 26, 2019 · Chicago, Il
- N••••• A•••• M••••••••• L•• mixed wealthJul 5, 2012 to Aug 13, 2018 · Chicago, Il
- S•••• C•••••• M••••••••• I••• to R••••••••• C•••••• M•••••••••left Jul 16, 2025, registered Jul 29, 2025 (13 days) · Other
- G••••••••• I••••••••• to S•••• C•••••• M••••••••• I•••left Aug 26, 2019, registered Sep 24, 2019 (29 days) · Other
- N••••• A•••• M••••••••• L•• to G••••••••• I•••••••••left Aug 13, 2018, registered Aug 15, 2018 (2 days) · Other
- J•••• B•••••• C•••• left S•••• C•••••• M••••••••• I••• for R••••••••• C•••••• M••••••••• (registered 2025-07-29)Jul 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address