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Advisor at EMPOWER ADVISORY GROUP, LLC
El Dorado Hills, CA | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Jan 1, 2025 | n/a | yes | GREENWOOD VILLAGE, CO|El Dorado Hills, CA | Current employment |
| PERSONAL CAPITAL ADVISORS CORPORATION | Former SEC adviser | Mar 13, 2017 | Apr 3, 2023 | no | DENVER, CO|El Dorado Hills, CA|GREENWOOD VILLAGE, CO | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Jul 26, 2012 | Jun 15, 2016 | no | SACRAMENTO, CA|ROSEVILLE, CA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Dec 7, 2011 | May 24, 2012 | no | CITRUS HEIGHTS, CA|LINCOLN, CA | Previous registration |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Feb 8, 2008 | Nov 15, 2011 | no | SAN ANTONIO, TX | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 13, 2007 | Jan 9, 2008 | no | SACRAMENTO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PERSONAL CAPITAL ADVISORS CORPORATION | EMPOWER ADVISORY GROUP, LLC | Apr 3, 2023 | Jan 1, 2025 | 639 | Bulk transfer | RIA to ibd |
| STRATEGIC ADVISERS LLC | PERSONAL CAPITAL ADVISORS CORPORATION | Jun 15, 2016 | Mar 13, 2017 | 271 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | STRATEGIC ADVISERS LLC | May 24, 2012 | Jul 26, 2012 | 63 | Firm change | Other |
| USAA FINANCIAL PLANNING SERVICES | CHASE INVESTMENT SERVICES CORP. | Nov 15, 2011 | Dec 7, 2011 | 22 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | USAA FINANCIAL PLANNING SERVICES | Jan 9, 2008 | Feb 8, 2008 | 30 | Firm change | Wirehouse to new firm |