DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• C••••••••• B•••••

E•••••• A••••••• G••••• L••BD affiliatedEl Dorado Hills, Ca IA-onlyIAPD 5255317

Certified Financial Planner

Feed of 09/15/2026

Also filed as J••• C B•••••

At current firm

1 y

since Jan 1, 2025

In the industry

19 y

since Feb 12, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Jan 1, 2025 · Greenwood Village, Co
P••••••• C•••••• A••••••• C••••••••• former
Mar 13, 2017 to Apr 3, 2023 · Denver, Co
S•••••••• A••••••• L•• national BD
Jul 26, 2012 to Jun 15, 2016 · Sacramento, Ca
C•••• I••••••••• S••••••• C•••• former
Dec 7, 2011 to May 24, 2012 · Citrus Heights, Ca
U••• F•••••••• P••••••• S••••••• former
Feb 8, 2008 to Nov 15, 2011 · San Antonio, Tx
U•• F•••••••• S••••••• I••• wirehouse
Feb 13, 2007 to Jan 9, 2008 · Sacramento, Ca

Moves

a registration end followed by a registration begin elsewhere

P••••••• C•••••• A••••••• C••••••••• to E•••••• A••••••• G••••• L••
left Apr 3, 2023, registered Jan 1, 2025 (639 days) · corporate re-registration, not a move
S•••••••• A••••••• L•• to P••••••• C•••••• A••••••• C•••••••••
left Jun 15, 2016, registered Mar 13, 2017 (271 days) · Other
C•••• I••••••••• S••••••• C•••• to S•••••••• A••••••• L••
left May 24, 2012, registered Jul 26, 2012 (63 days) · Other
U••• F•••••••• P••••••• S••••••• to C•••• I••••••••• S••••••• C••••
left Nov 15, 2011, registered Dec 7, 2011 (22 days) · Other
U•• F•••••••• S••••••• I••• to U••• F•••••••• P••••••• S•••••••
left Jan 9, 2008, registered Feb 8, 2008 (30 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address