DFX Intelligence

M•••••• L•••• M•••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

M•••••• L•••• M•••••• R•••••••

Advisor at E•••••• A••••••• G••••• L••

Glen Burnie, MD | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:504a9f4c-b83d-0290-186e-cc221cd3ad33

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 16, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 31, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Nov 6, 2024	n/a	yes	GREENWOOD VILLAGE, CO\|Glen Burnie, MD	Current employment
G•••• J••••••• W••••• A•••••••	Independent wealth	Feb 2, 2024	Sep 17, 2024	no	OWINGS MILLS, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• J••••••• W••••• A•••••••	E•••••• A••••••• G••••• L••	Sep 17, 2024	Nov 6, 2024	50	Firm change	RIA to ibd
T• R••• P•••• A••••••• S•••••••• I•••	G•••• J••••••• W••••• A•••••••	Jan 23, 2023	Feb 2, 2024

Relationships

Registered with (4)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Nov 6, 2024 to presentfactForm ADV
→ G•••• J••••••• W••••• A•••••••Registered adviserregistration: previous registration
Feb 2, 2024 to Sep 17, 2024factForm ADV
→ T• R••• P•••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 22, 2019 to Jan 23, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Sep 17, 2024
Advisor changed firm
M•••••• L•••• M•••••• R••••••• left G•••• J••••••• W••••• A••••••• for E•••••• A••••••• G••••• L•• (registered 2024-11-06)
Form ADVobserved 7 days ago
Occurred
Jan 23, 2023
Advisor changed firm
M•••••• L•••• M•••••• R••••••• left T• R••• P•••• A••••••• S•••••••• I••• for G•••• J••••••• W••••• A••••••• (registered 2024-02-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:504a9f4c-b83d-0290-186e-cc221cd3ad33
First observed: Aug 16, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.