DFX Intelligence

G••• A•••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

G••• A•••••• G••••

Advisor at N•••••• A•••••••

NEW ORLEANS, LA | Medina, MN

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Search this name across graphsid dfx:ria:505837df-729c-3555-a795-4efb03c1b41d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 3, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 20, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Nov 1, 2021	n/a	yes	Medina, MN\|NEW ORLEANS, LA	Current employment
M•• A••••••• F•••••••• M••••••••• I•••	Former SEC adviser	Jan 2, 2015	Nov 1, 2021	no	ORONO, MN\|PITTSBURGH, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• A••••••• F•••••••• M••••••••• I•••	N•••••• A•••••••	Nov 1, 2021	Nov 1, 2021	0	Bulk transfer	Ibd to ibd
A••••••• A••••••• S•••••••	M•• A••••••• F•••••••• M••••••••• I•••	Dec 31, 2014	Jan 2, 2015

Relationships

Registered with (3)

→ N•••••• A•••••••Registered adviserregistration: current employment
Nov 1, 2021 to presentfactForm ADV
→ M•• A••••••• F•••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 2, 2015 to Nov 1, 2021factForm ADV
→ A••••••• A••••••• S•••••••Registered adviserregistration: previous registration
Dec 3, 2013 to Dec 31, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:505837df-729c-3555-a795-4efb03c1b41d
First observed: Dec 3, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.