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RIA / WealthAdvisorCertified Financial Planner18 years in industry

SCOTT RICHARD CARTY

Advisor at CUSTOM WEALTH MANAGEMENT

PLYMOUTH, MI

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Search this name across graphsid dfx:ria:506386fb-77e1-4b9b-8d38-088fa713e71b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Dec 11, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CUSTOM WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 22, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S65|S63
First exam: Jan 22, 2008
First registration: Dec 11, 2013
Dual registered: no
IAPD individual key: 4800449

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CUSTOM WEALTH MANAGEMENT	Independent wealth	May 6, 2026	n/a	yes	PLYMOUTH, MI	Current employment
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Dec 1, 2025	May 12, 2026	no	Plymouth, MI	Previous registration
OLIVER LAGORE VANVALIN INVESTMENT GROUP, INC.	Former SEC adviser	Apr 28, 2021	Dec 1, 2025	no	LIVONIA, MI\|FLINT, MI	Previous registration
Spc	Bd affiliated wealth	Aug 31, 2018	Apr 29, 2021	no	Flint, MI\|ANN ARBOR, MI\|Livonia, MI	Previous registration
CARTY CAPITAL MANAGEMENT	n/a	Aug 2, 2016	Oct 31, 2018	no	LIVONIA, MI	Previous registration
INSIGHT FOLIOS	Independent wealth	Mar 30, 2015	Aug 4, 2016	no	CHARLOTTE, NC	Previous registration
RETIREMENTADVICE \| JKA	Independent wealth	Dec 11, 2013	Apr 20, 2015	no	LIVONIA, MI\|ANAHEIM, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AE WEALTH MANAGEMENT, LLC	CUSTOM WEALTH MANAGEMENT	May 12, 2026	May 6, 2026	-6	Firm change	Ibd to new firm
OLIVER LAGORE VANVALIN INVESTMENT GROUP, INC.	AE WEALTH MANAGEMENT, LLC	Dec 1, 2025	Dec 1, 2025	0	Firm change	RIA to ibd
Spc	OLIVER LAGORE VANVALIN INVESTMENT GROUP, INC.	Apr 29, 2021	Apr 28, 2021	-1	Firm change	Ibd to new firm
CARTY CAPITAL MANAGEMENT	Spc	Oct 31, 2018	Aug 31, 2018	-61	Firm change after gap	Other
INSIGHT FOLIOS	CARTY CAPITAL MANAGEMENT	Aug 4, 2016	Aug 2, 2016	-2	Firm change	Other
RETIREMENTADVICE \| JKA	INSIGHT FOLIOS	Apr 20, 2015	Mar 30, 2015	-21	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
282580:340956:MI:2026-05-12	May 12, 2026	May 6, 2026	PLYMOUTH, MI	Firm change
110692:312989:MI:2021-04-29	Apr 29, 2021	Apr 28, 2021	LIVONIA, MI	Firm change
153803:174411:CA:2015-04-20	Apr 20, 2015	Mar 30, 2015	ANAHEIM, CA	Firm change

Relationships

Registered with (7)

→ CUSTOM WEALTH MANAGEMENTRegistered adviserregistration: current employment
May 6, 2026 to presentfactForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 1, 2025 to May 12, 2026factForm ADV
→ OLIVER LAGORE VANVALIN INVESTMENT GROUP, INC.Registered adviserregistration: previous registration
Apr 28, 2021 to Dec 1, 2025factForm ADV
→ SPCRegistered adviserregistration: previous registration
Aug 31, 2018 to Apr 29, 2021factForm ADV
→ CARTY CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Aug 2, 2016 to Oct 31, 2018factForm ADV
→ INSIGHT FOLIOSRegistered adviserregistration: previous registration
Mar 30, 2015 to Aug 4, 2016factForm ADV
→ RETIREMENTADVICE | JKARegistered adviserregistration: previous registration
Dec 11, 2013 to Apr 20, 2015factForm ADV

Dated events

Occurred
May 12, 2026
Advisor changed firm
Scott Richard Carty left Ae Wealth Management, Llc for Custom Wealth Management (registered 2026-05-06)
Form ADVobserved 6 days ago
Occurred
Dec 1, 2025
Advisor changed firm
Scott Richard Carty left Oliver Lagore Vanvalin Investment Group, Inc. for Ae Wealth Management, Llc (registered 2025-12-01)
Form ADVobserved 6 days ago