DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Scott Richard Carty

Custom Wealth Managementindependent RIAPlymouth, MiIA-onlyIAPD 4800449

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since May 6, 2026

In the industry

18 y

since Jan 22, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Financial Advisorreportedcustom-wm.comfirm site, Sep 16, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Custom Wealth Management independent RIA current
since May 6, 2026 · Plymouth, Mi
Ae Wealth Management, LLC BD affiliated
Dec 1, 2025 to May 12, 2026 · Plymouth, Mi
Oliver Lagore Vanvalin Investment Group, Inc. former
Apr 28, 2021 to Dec 1, 2025 · Livonia, Mi
Spc BD affiliated
Aug 31, 2018 to Apr 29, 2021 · Flint, Mi
Carty Capital Management unclassified
Aug 2, 2016 to Oct 31, 2018 · Livonia, Mi
Insight Folios independent RIA
Mar 30, 2015 to Aug 4, 2016 · Charlotte, Nc
Retirementadvice | Jka independent RIA
Dec 11, 2013 to Apr 20, 2015 · Livonia, Mi

Moves

a registration end followed by a registration begin elsewhere

Ae Wealth Management, LLC to Custom Wealth Management
left May 12, 2026, registered May 6, 2026 (-6 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
Oliver Lagore Vanvalin Investment Group, Inc. to Ae Wealth Management, LLC
left Dec 1, 2025, registered Dec 1, 2025 (0 days) · RIA to affiliated broker-dealer or bank
Spc to Oliver Lagore Vanvalin Investment Group, Inc.
left Apr 29, 2021, registered Apr 28, 2021 (-1 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
Carty Capital Management to Spc
left Oct 31, 2018, registered Aug 31, 2018 (-61 days) · Other
Insight Folios to Carty Capital Management
left Aug 4, 2016, registered Aug 2, 2016 (-2 days) · Other
Retirementadvice | Jka to Insight Folios
left Apr 20, 2015, registered Mar 30, 2015 (-21 days) · Other · moved with a team

Signals

Scott Richard Carty left Ae Wealth Management, Llc for Custom Wealth Management (registered 2026-05-06)
May 12, 2026 · Advisor changed firm · fact
Scott Richard Carty left Oliver Lagore Vanvalin Investment Group, Inc. for Ae Wealth Management, Llc (registered 2025-12-01)
Dec 1, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address