DFX Intelligence

R•••••• C••••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

R•••••• C••••••• S••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

BEAUMONT, TX

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Search this name across graphsid dfx:ria:50646165-a21e-60bd-87a1-22bdeeb37651

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 20, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 10, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 8, 2021	n/a	yes	BEAUMONT, TX	Current employment
M•••• C•••••• C••••	State registered	Mar 2, 2021	Oct 26, 2021	no	CHICAGO, IL\|CHICAGO, IL\|Stamford, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• C•••••• C••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Oct 26, 2021	Nov 8, 2021	13	Firm change	Other
E•••• V•••• M•••••••••	M•••• C•••••• C••••	Jan 25, 2019	Mar 2, 2021

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Nov 8, 2021 to presentfactForm ADV
→ M•••• C•••••• C••••Registered adviserregistration: previous registration
Mar 2, 2021 to Oct 26, 2021factForm ADV
→ E•••• V•••• M•••••••••Registered adviserregistration: previous registration
Jul 20, 2015 to Jan 25, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50646165-a21e-60bd-87a1-22bdeeb37651
First observed: Jul 20, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.