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M•••••• J••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

M•••••• J••• B•••••••

Advisor at S•••••• N••••••• • C••••••• I•••••••••

PALM BEACH GARDENS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5076619e-d879-9646-c144-09d65e1771d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 6, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• N••••••• • C••••••• I•••••••••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 8, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Jan 23, 2023	n/a	yes	PALM BEACH GARDENS, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	Mar 15, 2016	Feb 22, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	S•••••• N••••••• • C••••••• I•••••••••	Feb 22, 2023	Jan 23, 2023	-30	Firm change	Wirehouse to ibd
C••••• S••••• S••••••••• •••• L••	W•••• F•••• A•••••••	Apr 6, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
816:19616:NY:2016-04-05	Apr 6, 2016	Mar 15, 2016	NEW YORK, NY	Firm change

Relationships

Registered with (4)

→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Jan 23, 2023 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 15, 2016 to Feb 22, 2023factForm ADV
→ C••••• S••••• S••••••••• •••• L••Registered adviserregistration: previous registration
Sep 16, 2008 to Apr 6, 2016factForm ADV
→ L••••• B••••••• I•••

Dated events

Occurred
Feb 22, 2023
Advisor changed firm
M•••••• J••• B••••••• left W•••• F•••• A••••••• for S•••••• N••••••• • C••••••• I••••••••• (registered 2023-01-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5076619e-d879-9646-c144-09d65e1771d3
First observed: Mar 6, 1995
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.