DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• J••• B•••••••

S•••••• N••••••• • C••••••• I•••••••••national BDPalm Beach Gardens, Fldual registrantIAPD 2294956

Feed of 09/14/2026

Also filed as M•••••• J••• B•••••••

At current firm

3 y

since Jan 23, 2023

In the industry

33 y

since Jan 8, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• N••••••• • C••••••• I••••••••• national BD current
since Jan 23, 2023 · Palm Beach Gardens, Fl
W•••• F•••• A••••••• wirehouse
Mar 15, 2016 to Feb 22, 2023 · New York, Ny
C••••• S••••• S••••••••• •••• L•• former
Sep 16, 2008 to Apr 6, 2016 · New York, Ny
L••••• B••••••• I••• unclassified
Mar 6, 1995 to Sep 24, 2008 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••
left Feb 22, 2023, registered Jan 23, 2023 (-30 days) · Wirehouse to affiliated broker-dealer or bank
C••••• S••••• S••••••••• •••• L•• to W•••• F•••• A•••••••
left Apr 6, 2016, registered Mar 15, 2016 (-22 days) · Other · moved with a team
L••••• B••••••• I••• to C••••• S••••• S••••••••• •••• L••
left Sep 24, 2008, registered Sep 16, 2008 (-8 days) · corporate re-registration, not a move

Signals

M•••••• J••• B••••••• left W•••• F•••• A••••••• for S•••••• N••••••• • C••••••• I••••••••• (registered 2023-01-23)
Feb 22, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address