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Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
UPPER SAINT CLAIR, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 4, 2010 | n/a | yes | UPPER SAINT CLAIR, PA | Current employment |
| BLUE VASE CAPITAL MANAGEMENT | n/a | Jan 4, 2006 | Dec 31, 2008 | no | WASHINGTON, PA | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Jan 4, 2006 | Oct 19, 2010 | no | PITTSBURGH, PA|SEWICKLEY, PA | Previous registration |
| BLUE VASE SECURITIES, LLC | n/a | Aug 12, 2004 | Dec 31, 2005 | no | WASHINGTON, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 19, 2010 | Nov 4, 2010 | 16 | Firm change | Other |
| BLUE VASE CAPITAL MANAGEMENT | CETERA ADVISOR NETWORKS LLC | Dec 31, 2008 | Jan 4, 2006 | -1,092 | Firm change after gap | Other |
| BLUE VASE SECURITIES, LLC | BLUE VASE CAPITAL MANAGEMENT | Dec 31, 2005 | Jan 4, 2006 | 4 | Firm change | Other |