RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• R••••••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Nov 4, 2010 · Upper Saint Clair, Pa
- B••• V••• C•••••• M••••••••• unclassifiedJan 4, 2006 to Dec 31, 2008 · Washington, Pa
- C••••• A•••••• N••••••• L•• formerJan 4, 2006 to Oct 19, 2010 · Pittsburgh, Pa
- B••• V••• S••••••••• L•• unclassifiedAug 12, 2004 to Dec 31, 2005 · Washington, Pa
- C••••• A•••••• N••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 19, 2010, registered Nov 4, 2010 (16 days) · Other
- B••• V••• C•••••• M••••••••• to C••••• A•••••• N••••••• L••left Dec 31, 2008, registered Jan 4, 2006 (-1092 days) · Other
- B••• V••• S••••••••• L•• to B••• V••• C•••••• M•••••••••left Dec 31, 2005, registered Jan 4, 2006 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address