DFX Intelligence

C••••••• C•••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

C••••••• C•••••• G••••• L••

CRD 172556

TORRANCE, CA

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Search this name across graphsid dfx:ria:50967325-b3b9-548d-3974-fed6f1cc972a

Data as of Feb 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 10
On other graphs: 2
Observed: Mar 24, 2017 to Feb 18, 2026
39 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••••••• C•••••• G••••• L••

Intermediary · shared crd

Allocatorsidentity

C••••••• C•••••• G••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $616M••• Locked
Discretionary RAUM: $403M
Private client RAUM: $399Mderived••• Locked
Private client share: 65%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••• C••••• M••••••	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	yes	08/2014	Mar 24, 2017	Dec 3, 2024
O•••••• P•••••••• R•••••	Member	D	yes	08/2017	Aug 9, 2017	Dec 3, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Poulsbo	Wa	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	4	-4	n/a	0	0	0	0	6

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$616M	$767M	-19.6%	$395M	16.0%	3	3	0	1

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C• A•••••••• L••	3	Jun 10, 2026	Jun 1, 2026	TORRANCE, CA	Firm absorbed	RIA to RIA	75.0%

Relationships

Registered with (6)

← CALVIN DEAN HEDMANAdvisorregistration: previous registration
Sep 1, 2017 to Jun 10, 2026factForm ADV
← P••••••• R••••• O•••••Advisorregistration: previous registration
Jul 11, 2016 to Jun 10, 2026factForm ADV
← C•••• M•••••• F•••••Advisorregistration: previous registration
Sep 19, 2014 to Jun 10, 2026factForm ADV
← BRADD ALLEN DONOVAN

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 10, 2026
Firm absorbed
••• Locked
Form ADVobserved 7 days ago
3 advisors
Occurred
Jun 10, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 10, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50967325-b3b9-548d-3974-fed6f1cc972a
First observed: Mar 24, 2017
Last observed: Feb 18, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.